- TD Bank (Marlton, NJ)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Supervision Controls Specialist is a FINRA and SEC regulatory supervisory principal role ... TD Wealth Management Services Inc. (TDWMSI). The Supervision Controls Specialist supports the overall department with business-led strategic initiatives, including… more
- TD Bank (Greenville, SC)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Specialist I acts as sales and relationship support for Relationship Managers and ... and fundings. The PCS I will be expected to participate in basic financial planning discussions and client relationship reviews. This role will support other team… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- Grants And Contracts Specialist (40 Hour) Hybrid Recruitment # 250904-4191AR-001 Location Hartford, CT Date Opened 9/10/2025 12:00:00 AM Salary $90,309* - ... ) is now hiring for a Grants And Contracts Specialist (https://www.jobapscloud.com/CT/specs/classspecdisplay.asp?ClassNumber=4191AR&R1=&R3=) to join their Fiscal Services Division! HIGHLIGHTS… more
- Wells Fargo (Charlotte, NC)
- …or a combination of the following: securitization accounting, collateral servicing, financial reporting for securitizations, Regulation AB compliance or daily ... upstream/horizontal/downstream stakeholders such as legal, client onboarding, reference data, financial crimes, agreement management, regulatory reporting , technology,… more
- UIC Government Services and the Bowhead Family of Companies (Charleston, SC)
- **Overview** CONFIGURATION MANAGEMENT SPECIALIST (BSAD) Bowhead seeks a Configuration Managment Specialist to support our upcoming contract located in ... guidance. + Proficient with utilizing Git and DevOps tools for automation, reporting , and CM (Ansible, Chef, Puppet, or Similar). + Demonstrated experience… more
- Truist (Atlanta, GA)
- …Teradata, Alteryx, Tableau, SQL, etc.). 7. Understanding of GAAP and SEC /Regulatory Reporting . 8. CPA/RMA/FRM/CFA or equivalent advanced risk certification. ... recommendations that will influence senior management to improve data management and reporting . Review, analyze and assess the quality and accuracy of data elements… more
- UIC Government Services and the Bowhead Family of Companies (Anchorage, AK)
- …and recording of company payrolls. This role provides timely and accurate financial reporting related to payroll activities and prepares quarterly federal ... and Wage Rates). + Familiarity with payroll systems and reporting tools is a plus + Associate's or Bachelor's...to The Alaska Native Claims Settlement Act 43 USC Sec . 1601 et seq., and federal contractual requirements, UIC… more
- Robert Half Finance & Accounting (Chicago, IL)
- …+ Perform key report testing to evaluate the reliability of data used in financial reporting + Perform automated control testing + Understand Segregation of ... promote from within. Job Description: The Internal Audit Senior Specialist is part of the North America Internal Audit...Reports to assess the service organizations internal controls over financial reporting and ability to meet control… more
- Insight Global (Atlanta, GA)
- …Bank Secrecy Act (BSA), US PATRIOT Act, or fraud. Previous employment with FinCEN, SEC , FINRA, OCC, or attorneys with relevant financial experience may also be ... clearly & provide constructive feedback to team members Certified Anti-Money Laundering Specialist (CAMS) Certified Financial Crimes Specialist (CFCS) more
- BMO Financial Group (New York, NY)
- …requirements + Develops and maintains compliance information for analysis and reporting . + Achieves compliance goals by maintaining current knowledge of regulatory ... preferred + Experience with a regulatory agency strongly preferred, including FINRA, SEC , NYSE + Knowledge of FICC, equities, prime brokerage, and investment banking… more