- Santander US (Dallas, TX)
- Regulatory Compliance Testing - Senior Advisor...of remediation taken to address identified issues. As a Sr . Advisor you will have an increased ... You!** **The Difference You Make:** The Senior Advisor is part of the Compliance Testing...Business, Finance, or equivalent field. - Preferred. 9+ Years Compliance , Legal, Regulatory , or Financial Services. -… more
- Southern California Edison (Rosemead, CA)
- Join the Clean Energy Revolution Become a Regulatory and Compliance Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In ... this job, you'll be part of the Ethics and Compliance organization's External Regulatory Audits and Risk-based...inspections in collaboration with Transmission & Distribution (T&D). The Senior Advisor will develop detailed project plans… more
- J&J Family of Companies (Raritan, NJ)
- …future business needs. **MAJOR DUTIES & RESPONSIBILITIES:** + Act as a strategic regulatory compliance advisor and Subject Matter Expert, offering guidance ... reports directly to the Vice President of Innovative Medicine Regulatory Compliance and serves as a key...leadership. + Partner with key stakeholders to escalate critical compliance risks to senior management, facilitating informed… more
- Capital One (Mclean, VA)
- …the overall culture of Capital One. **Role Description** GV&I is seeking a Manager-level Compliance Advisor with a regulatory / compliance background ... + Serving as the Commercial Credit and Counterparty Credit Compliance Advisor representing the GV&I organization to...regulatory requirements for which GV&I provides oversight (eg, SR 13-3; SR 11-10) + Managing applicable… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- … compliance problems. + Research compliance issues. + Alerts Senior Management of current regulatory issues. + Researches, interprets, and translates ... regulatory rules and regulations for Senior Management. + Monitors exception and other internal reports...for employee adherence with rules and regulations. + Advises Senior Compliance Management on issues that involve… more
- Equinox, Inc (Albany, NY)
- …of the day-to-day operations of the program, coordination of service delivery, regulatory compliance , staff supervision and fiscal viability of the program ... Sr . Recovery Advisor (LMSW/LMHC) - PROS...is strongly linked to positive mental health. Position Summary:The Senior Recovery Advisor provides leadership within the… more
- Robert Half Finance & Accounting (Mill Valley, CA)
- …/ Senior Wealth Manager A leading independent Registered Investment Advisor is seeking experienced and client-focused professionals to join its dynamic Wealth ... within a collaborative, mission-driven environment. Position Overview The Wealth Manager / Sr . Wealth Manager plays a pivotal role in managing and deepening client… more
- Robert Half Finance & Accounting (Mill Valley, CA)
- …client experience and operational efficiency. + Ensure compliance with regulatory standards and maintain accurate client records. Senior Manager Position ... Description A respected independent SEC Registered Investment Advisor is expanding its Wealth Management team and...its Wealth Management team and seeking both Managers and Senior Managers who are passionate about delivering exceptional client… more
- Dell Technologies (Mclean, VA)
- …the best work of your career and make a profound social impact as a ** Sr . Advisor , Global Public Policy** on our **Government Relations** Team in **Washington, ... DC.** **What you'll achieve** As a Government Affairs Sr . Advisor , you will join the Global...leaders of emerging policy trends impacting Dell's business or compliance interests **Take the first step towards your dream… more
- First Horizon Bank (Birmingham, AL)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design ... the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury and enterprise risk functions. +… more