- M&T Bank (Buffalo, NY)
- …paperwork sent to the home office. + Enter trades accepted by the Financial Advisor on the appropriate system. + Maintain regular sales reporting to keep sales force ... sales and referral activity). + Support the audit and compliance process and associated activities. + Support the sales...or prospectuses when requested by the client or Financial Advisor . + Accept orders for securities transactions directly from… more
- M&T Bank (Paramus, NJ)
- …to the satisfaction of the client. + Review daily department reports to ensure compliance with operation, security, and audit procedures as well as a positive client ... and sales initiatives. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite.… more
- Citigroup (New York, NY)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... business which have significant financial implications. + Serve as a trusted advisor to clients who frequently seek strategic advice regarding financial matters. +… more
- Edwards Lifesciences (Chicago, IL)
- …technologies to proactively strengthen product security posture. + Collaborate with Quality, Regulatory , and Compliance teams to meet industry standards (FDA, ... with product management, software engineering, data intelligence & engineering, UX, R&D, quality, regulatory , and global IT to embed security into every stage of the… more
- Citigroup (New York, NY)
- …with Citi support groups to find solutions and resolve issues. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... life which have significant financial implications. + Serve as a trusted advisor to clients and provide strategic advice regarding financial matters. + Maintain… more
- Financial Partners Credit Union (Costa Mesa, CA)
- …to applicable laws, regulations, and internal policies. Monitor legislative and regulatory changes and recommend actions to maintain compliance . Interface ... Type Full Time Job Description The Vice President, Enterprise Risk Management & Compliance (ERMC) is responsible for managing and directing the Credit Union's ERMC… more
- LA Care Health Plan (Los Angeles, CA)
- …Culture: Serve as a trusted advisor and subject matter expert to senior leadership, the Compliance Committee, and the Audit Committee on investigative ... The Director oversees internal and external investigations into potential misconduct, regulatory violations, and fraudulent activity while ensuring compliance … more
- NTT America, Inc. (Plano, TX)
- …that requires a strategic thinker with deep technical expertise in risk management, regulatory compliance , and GRC service delivery, coupled with proven success ... evaluating enterprise risk management, governance frameworks, and operational controls. + ** Regulatory & Compliance :** Provide strategic counsel to organizations… more
- TekSynap (Huntsville, AL)
- …assessment activities, collecting metrics to adjust security strategies and ensure sustained compliance . + Serve as a principal technical advisor on ... systems are appropriately classified based on mission/business impact and regulatory requirements. + Direct the selection, tailoring, and documentation of… more
- TekSynap (Huntsville, AL)
- …assessment activities, collecting metrics to adjust security strategies and ensure sustained compliance . + Serve as a principal technical advisor on ... systems are appropriately classified based on mission/business impact and regulatory requirements. + Direct the selection, tailoring, and documentation of… more
Recent Jobs
-
Road Service Technician
- Everglades Equipment Group (Boynton Beach, FL)
-
Certified Nursing Assistant
- MASONICARE (Wallingford Center, CT)
-
Facilities Project Manager (Electrical or Mechanical Engineer) - Planning, Design, & Construction
- New York State Civil Service (Albany, NY)
-
Office Medical Director - SF Central: Castro 2026Q1
- One Medical (San Francisco, CA)