- Broadview FCU (Albany, NY)
- …resolve, and document member interactions efficiently and securely while ensuring compliance with regulatory requirements and internal controls on handling ... place! Summary of Role: The Member Advocate serves as a trusted advisor , empathetic listener, and service professional, delivering world-class support with a… more
- USAA (Plano, TX)
- …what truly makes us special and impactful. **The Opportunity** We are seeking a Risk and Compliance Advisor Senior to join our team. This role requires a ... a complex institution and/or highly matrixed environment. + In-depth knowledge of compliance laws, regulations, and regulatory expectations. + Ability to apply… more
- Vanguard (Malvern, PA)
- …at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), you'll play ... future of our personalized investing offers. You'll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across… more
- Bob's Discount Furniture (Manchester, CT)
- The Senior Customs Compliance Advisor supports the execution of Bob's customs compliance strategy, ensuring alignment with all US and international trade ... will support the implementation, maintenance, and continuous improvement of customs compliance programs aligned with regulatory requirements, company policies,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …issues. + Researches, interprets, and translates regulatory rules and regulations for Senior Management. + Advises Senior Compliance Management on issues ... and address potential compliance problems. + Researches compliance issues. + Alerts Senior Management of... management. + May coordinate and/or oversee responses to regulatory agency inquiries. + Reports compliance program… more
- Raymond James Financial, Inc. (Memphis, TN)
- **Essential Duties and Responsibilities** + Collaborate across Compliance teams to maintain a risk-based Compliance Testing program in accordance with testing ... requirements. + Conducts compliance tests by reviewing applicable regulations and firm policies,...resource and priority demands. + Establishes strong relationships with senior management. + Uses excellent communication skills to influence… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams ... communication of Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk, AML and across the firm. +… more
- FirstEnergy (NJ)
- …is an open position with FirstEnergy Service Company, a subsidiary of FirstEnergy Corp. The Senior Advisor , New Jersey External Affairs, will be a key member of ... of the company with relevant state and local policymakers and regulators. The Senior Advisor of New Jersey External Affairs, manages an in-state team… more
- Vanguard (Charlotte, NC)
- …and make a lasting impact with a leader in the financial industry! As a Senior Wealth Advisor within Vanguard's Advice and Wealth Management division, you will ... passion for transforming lives through expert financial guidance? Vanguard is seeking Sr . Wealth Advisors to join our teams in North Carolina, Pennsylvania, Arizona… more
- Omaha Children's Hospital (Omaha, NE)
- …performance. Additionally, the role acts as a trusted advisor to senior leadership on emerging regulatory trends, risks, and anticipated requirements that ... and Regulatory Specialist supports enterprise-wide survey readiness and regulatory compliance across Children's Nebraska, including the hospital, specialty… more