- Citigroup (New York, NY)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure… more
- Citigroup (Downey, CA)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure… more
- JPMorgan Chase (Spring Hill, FL)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products...making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home… more
- Southern California Edison (Pomona, CA)
- Join the Clean Energy Revolution Become a Modeling, Forecasting & Economic Analysis Senior Advisor at Southern California Edison (SCE) and build a better ... and O&M efficiency. + Align the business case with regulatory requirements to ensure support and cost recovery. Develop...architecture design. As a Modeling, Forecasting & Economic Analysis Senior Advisor , your work will help power… more
- Cardinal Health (Carson City, NV)
- …data and statistical models to support regulatory and business goals. The Senior Advisor , Data Management and Governance plays a key role in advancing ... and governance. While not a formal people manager, the Senior Advisor will act as a team...dependencies and integration points. + Partner with Quality and Regulatory teams to ensure data compliance with… more
- Citigroup (Boca Raton, FL)
- The Senior Wealth Advisor SAFE Act is a...leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that ... segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home...KYC/AML and other compliance norms are strictly adhered to + Partner with… more
- Capital One (Mclean, VA)
- Compliance Advisor Manager (Customer Core/Technology) Capital One's technology transformation has presented an exciting opportunity to usher in leading edge, ... management, and operation of technology supporting the enterprise. The Compliance Advisor Manager will support the implementation...compliance risk + Develop innovative approaches to drive regulatory compliance in a way that enables… more
- City National Bank (New York, NY)
- *FINANCIAL ADVISOR SENIOR * WHAT IS THE OPPORTUNITY? The Senior Financial Advisor (SFA) serves as Wealth Management's primary point of contact for ... review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while...CNS Operational policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- IQVIA (Ithaca, NY)
- …Support scientific discussions concerning assays to ensure fit with study/customer needs and regulatory compliance + Drive evaluation of new LC-MS technology + ... We are seeking a ** Senior Medical and Scientific Advisor (LC-MS)** to join IQVIA Laboratories in a **remote** position. We hire passionate innovators who drive… more
- Robert Half Finance & Accounting (Mountain View, CA)
- …About the Role A values-driven financial advisory firm is seeking a dedicated and experienced Senior Financial Advisor to join its team. This role is focused on ... and strategic goals. Operational Excellence + Ensure accurate documentation and compliance with internal systems and regulatory requirements. + Maintain… more
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