- TD Bank (NY)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within Operational Risk Management ("ORM") provides a ... on providing ORM oversight and challenge over the US Wealth and Asset Management Businesses. This role will have...Epoch and Insured Deposit Account, the focus of the Senior Group Risk Specialist will include but not limited… more
- First Horizon Bank (New Orleans, LA)
- …responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager II is expected to: + understand and identify ... control testing, and + document work performed in conformance with internal audit methodology. **Essential Duties and Responsibilities** + Leads a team focused on… more
- M&T Bank (Wilmington, DE)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
- Citizens (Westwood, MA)
- Description As the Wealth Ops Group Manager , you are responsible for overseeing and managing the operations of the wealth management group. Additionally, you ... and collaborator with leaders in Client Experience, Core Operations, and Private Wealth Support. + Support all wealth management segments, ensuring alignment… more
- Citigroup (New York, NY)
- The Client Development Manager is a strategic professional who will be primarily responsible for driving cross-division collaboration and business development with ... that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects.… more
- TD Bank (Mount Laurel, NJ)
- …broader organization, and enterprise as appropriate. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- TD Bank (Charlotte, NC)
- …for the first line of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners (Compliance, Legal), and AMCB Consumer Bank ... specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Head of Wealth ...teams to ensure that all regulatory, compliance, audit , and self-ID findings are remediated and customer and… more
- JPMorgan Chase (Boston, MA)
- …Advisors we have been helping high-net-worth individuals and families build and manage their wealth for more than 50 years. Led by an exclusive group of Investment ... JP Morgan Advisors offers clients a broad suite of transactional, wealth management and investment advisory services. Our Investment Professionals-among the most… more
- M&T Bank (North Palm Beach, FL)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...our clients need financial services outside of their core wealth management solutions, we have the resources to help.… more
- Manulife (Boston, MA)
- …and IIA standards and target dates, reporting any scheduling or budget overruns to Senior Manager or Director. + Develop an adequate understanding of the risks ... Join Manulife's Insurance Audit and Advisory Team and play a key...four Segments, ensuring our risk mitigation practices in Insurance, Wealth & Assets Management, Bank, and Group Functions meet… more