- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...corporate clients. **What** **you'll** **do** Become a financial market specialist while being integrated into deal teams helping clients… more
- TD Bank (New York, NY)
- …professional relationships inside and outside the firm; Trading Desks, Counter-Parties, Clearing Bank and Customers** **Acts as a specialist owner or ... communicate project status and provide timely escalation of issues to senior management to ensure project objectives are met** **Interfaces with regulators,… more
- City of New York (New York, NY)
- …of safe, code and zoning complying construction. Your role: Reporting to the Senior Zoning Specialist , the selected candidate will be responsible for, but ... resolve complex and challenging zoning issues. - Working with Senior Zoning Specialist (s) and the Director of...preparing background technical information for DOB Legal Unit for BSA cases and other court cases. - Performing the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and serve as a key liaison between QA/QC teams and RJF AML/FCM's senior leadership team. **Essential Duties and Responsibilities** + Lead and develop a team ... adjustments. + Present QA/QC outcomes, trends, and strategic recommendations to senior leadership and governance committees. + Maintain documentation of QA/QC… more
- City National Bank (Los Angeles, CA)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or ... and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports… more
- ManpowerGroup (Jersey City, NJ)
- Our client, a leading financial institution, is seeking a Senior Compliance Analyst to join their team. As a Senior Compliance Analyst, you will be part of the ... mindset which will align successfully in the organization. **Job Title:** Senior Compliance Analyst **Location: Jersey City, NJ** **Pay Range: $50-$60/hour, w2**… more
- First National Bank of Omaha (Omaha, NE)
- …Understand and comply with bank policy, laws, regulations, and the bank 's BSA /AML Program, as applicable to your job duties. Complete compliance ... and business partners) **Audit Execution:** Execute audits at the direction of the Senior Auditor or Supervisor: + Audit Planning - Analyze business functions and… more
- Bank of America (Atlanta, GA)
- …age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/GFC-Investigator\_25027425-2) **Job Description:** At Bank of America, we are guided ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance… more
- Bank of America (Charlotte, NC)
- …(https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Phoenix/GFC-Investigator--Brokerage AML-Fraud-\_25035332) **Job Description:** At Bank of America, we are guided ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance… more