- State of Colorado (Denver, CO)
- Serve CO Deputy Finance and Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5156208) Apply Serve CO Deputy Finance and ... Compliance Officer Salary $58,000.00 - $68,000.00 Annually...direct your inquiries to our ADAAA Staffing Coordinator (the Senior Human Resources Director) atgov_###@state.co.us. Please submit an online… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... + Proficient in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to… more
- Albany Medical Center (Albany, NY)
- …Work Shift: Day (United States of America) Salary Range: $133,724.95 - $213,959.93 The Senior Compliance Officer will be responsible for developing and ... adhering to applicable laws, rules and regulations for Albany Medical Center. The Senior Compliance Officer will work closely with the management in order to… more
- Safran (Irving, TX)
- Export-Import Compliance Officer (Remote) **Job details** **General information** **Entity** Safran is an international high-technology group, operating in the ... profile** Legal - Legal and contracts **Job title** Export-Import Compliance Officer (Remote) **Employment type** Permanent **Professional...This is a remote position and reports to the Sr . Counsel, Global Trade & Compliance . **But… more
- HUB International (New York, NY)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, reporting ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth**… more
- State of Massachusetts (Boston, MA)
- …to employers to deliver program integrity. *What you'd do:* ** The Compliance Officer II,who reports to the Senior Manager of Benefit Operations & Program ... * Compliance Officer II | Department of Family & Medical Leave* The Compliance Officer is responsible for conducting investigations for compliance … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is...by providing oversight guidance on various issues. + Timely recognition of issues or concerns requiring escalation. + Assist… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... reminders and other communications. + Support production of Annual Compliance Report and related senior officer...production of Annual Compliance Report and related senior officer certifications + Participate in evaluation… more
- City National Bank (Newark, DE)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... results and lead line of business to remediation plans. * Works with Senior Compliance Officer , Compliance Manager to maintain audit tracking logs… more