- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities Inc. **Role Objectives** +… more
- Guthrie (Sayre, PA)
- …and procedures and accepted guidelines for medical coding. Works closely with the Compliance Officer and Compliance coding Audit Coordinator to perform ... Option to be Hybrid/Remote. Summary: A senior level compliance coding auditor conducting assessments in accordance with The Guthrie Clinic's policies… more
- Manulife (Boston, MA)
- … Compliance , plays a critical leadership role within the John Hancock Chief Compliance Officer 's Office (the "CCO's Office"), supporting the compliance ... policies, procedures, and testing programs. This Director collaborates extensively with senior leaders across the firm including Compliance , Legal, Risk,… more
- Parker Hannifin Corporation (Cleveland, OH)
- …adjustments to USG compliance policies to mitigate risks. + Facilitate Compliance Officer Forums: Design and implement forums to communicate program ... sustained program. Supervision: + Direct the daily activities of the Senior USG Compliance Managers. + Supervise outside consulting specialists that may be… more
- Medtronic (Minneapolis, MN)
- …will be spinning out into a standalone public company. Reporting to the company's Chief Compliance Officer , the Compliance Director will play a pivotal role ... **A Day in the Life** We are seeking a strategic, experienced, and proactive Compliance Director to help design and build the global compliance program for… more
- Halliburton (Houston, TX)
- …and services to the global energy industry. Overview: Under broad discretion, this senior compliance counsel role will report to either the Western Hemisphere ... Compliance Manager or the Chief Ethics and Compliance Officer . As a collaborative leader among the Global Ethics & Compliance team, the successful… more
- TD Bank (New York, NY)
- …and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing fair… more
- John Deere (Moline, IL)
- …reports and analytics on investigation, trends, activities, and outcomes for the Chief Compliance Officer , senior management, and other internal stakeholders ... Svcs and Gov't Affairs (CA)_ **_Title:_** _Global Director, Ethics and Compliance - 116286_ **_Onsite/Remote:_** _Onsite Position_ **Your Responsibilities** As a… more
- Subaru of America (Van Buren Twp, MI)
- … Compliance Certification (ex. Certified Export Specialist), Certified US Export Compliance Officer (CUSECO), or Export Compliance Professional (ECOP) ... Summary Ensures compliance with US export and import regulations by...Professional growth and development opportunities - Direct partnership with senior leadership - Formal Mentorship Program - LinkedIn Learning… more
- JPMorgan Chase (Jersey City, NJ)
- …and other metrics, risk appetite, tolerance and governance. Ensure that the compliance , conduct and operational risk framework is in place and operating effectively. ... control testing and monitoring; working with COSO Internal Control Framework, compliance management, trend forecasting, and risk reporting; designing and building… more