- Raymond James Financial, Inc. (New York, NY)
- …the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the...+ Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …apply logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer II - Compliance Testing LOCATION -- ... banking at Fifth Third Bank. GENERAL FUNCTION: Responsible for leading reviews in the compliance testing program to ensure full compliance with state and federal… more
- Scotiabank (New York, NY)
- …a team leader for Markets Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US… more
- Vanguard (Malvern, PA)
- …compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard ... and Strategy: Develop and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and mentor a team of compliance… more
- ManTech (Belcamp, MD)
- **ManTech** seeks a motivated, career and customer-oriented ** Compliance Officer ** to join our team in the **Belcamp, MD** . This is an onsite position. The ** ... Compliance Officer ** will work in support of...procedures, documenting findings, and recommending corrective actions. + Communicate compliance concerns to senior management, including regular… more
- Arc Mercer (Ewing Township, NJ)
- …Salary | 120000-130000 per year | Full Time Position: Program Integrity and Compliance Officer Compensation: $120,000 - $130,000 based upon experience Status: ... Summary: We are seeking a highly motivated and experienced Program Integrity and Compliance Officer to ensure our organization adheres to all applicable laws,… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- AeroVironment (Manassas, VA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... performing the day to day activities required to operate a fully effective export compliance program to ensure company compliance with US regulatory and internal… more
- Medtronic (Los Angeles, CA)
- …**A Day in the Life** We are seeking a strategic, experienced, and proactive Chief Compliance Officer (CCO) to lead and manage the global compliance and ... experience **Preferred Qualifications** **:** + 15+ years of experience in senior compliance roles, ideally within a publicly traded medical device, biotech, or… more
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