- Edward Jones (St. Louis, MO)
- …with financial advisors, branch staff, leaders, peers, and others in the firm. A Senior Compliance Officer has a relatively broad responsibility to deal ... If so, there is an exciting career opportunity waiting for you in our Compliance Service Department! The Compliance Service Department's purpose is to serve as… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …apply logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer I-Newline Compliance At Fifth Third, we ... and UDAP/UDAAP) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and executes strategies… more
- Banco Popular Puerto Rico (San Juan, PR)
- Date: Dec 11, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description We are seeking a dedicated ... Senior Compliance Officer to support our Fair Lending Reviews Program, which is charged with performing ongoing transaction reviews to identify and mitigate… more
- Honeywell (Clearwater, FL)
- As a ** Sr Export Compliance Officer ** here at Honeywell, you will play a crucial role in ensuring that our company operates within the boundaries of export ... laws and regulations while maintaining a strong culture of compliance . You will work out of one of our...the company's adherence to import and export controls, customs compliance , and international trade transactions, minimizing risk and cost… more
- AeroVironment (Simi Valley, CA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... performing the day to day activities required to operate a fully effective export compliance program to ensure company compliance with US regulatory and internal… more
- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in ... securities laws and to promote a culture of ethical conduct and regulatory compliance throughout the organization. The CCO will report directly to the Board of… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting… more
- Robert Half Legal (Los Angeles, CA)
- Description We are looking for an experienced Compliance Officer to join a dynamic manufacturing team in Los Angeles, California. This role is critical in ... experience in regulatory compliance , including 1 year in a senior compliance role within a mid-to-large organization. * Bachelor's degree in Business, Law,… more
- Sprinklr (Washington, DC)
- …experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will lead Sprinklr's global compliance ... all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and enabling innovation while mitigating risk. This individual will… more
- CareFirst (Baltimore, MD)
- …Medicaid products. Reporting to the CEO, Plan Board of Directors, and Corporate Compliance Officer , the incumbent works closely with operational teams, Corporate ... are tracked. Monitors, assesses and reports significant matters to senior management. Point of contact for Corporate Compliance... senior management. Point of contact for Corporate Compliance , Legal and Mandates teams to manage compliance… more