- Edward Jones (St. Louis, MO)
- …Compliance Division of Edward Jones seeks a qualified individual to serve as a Senior Compliance Officer within the firm's Trading and Market Surveillance ... + 5+ years securities industry experience with minimum 3+ years in a compliance capacity or surveillance, trading or capital markets experience. + Series 7, 9,… more
- First Horizon Bank (Memphis, TN)
- **Description** **Location:** On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal ... effectiveness of operational and regulatory controls to ensure the bank's compliance with internal policies and external regulations. The associate will collaborate… more
- Texas Health Resources (Dallas, TX)
- …reimbursement for federally funded programs and private payers required and + Prior compliance officer and privacy officer experience required + Excellent ... Entity Compliance & Privacy Officer _Bring your...Committee for assigned entities. + Communicate the importance of compliance and compliance program to senior… more
- MUFG (Irving, TX)
- …testing reviews on the Sales & Trading business units with focus on the Markets Compliance program. The Compliance Officer will work closely with ACT ... member of our recruitment team will provide more details. **Job Summary:** Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance… more
- Zions Bancorporation (Salt Lake City, UT)
- …the talent; we bring the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth Risk & ... Compliance Team.** **Description** A Market, Liquidity, and Wealth Risk & Compliance (MLW) Testing Officer works closely with team members and business line… more
- New York State Civil Service (Albany, NY)
- …Administration, located in Albany, New York, invites applications for the position of Senior Compliance Officer , Civil Rights. Key responsibilities include ... SUNY System Administration Title The State University of New York - Senior Compliance and Investigations Officer Occupational Category Legal Salary Grade NS… more
- Veterans Affairs, Veterans Health Administration (San Diego, CA)
- …industry oversight expectations, provided the primary impetus for implementing a standardized internal compliance program. The Compliance Officer serves as a ... for appropriate distribution to offices internal and external to the office. The Compliance Officer provides guidance and counsel on incorporating compliance… more
- Volunteers of America Upstate New York (Rochester, NY)
- …Up to 50% Description Position Title: Compliance and Quality Assurance Officer Reports to: Senior Vice President of Agency Advancement Exempt/Non-Exempt ... calendar for staff credentials and clearances. 14. Serve as Corporate Compliance Officer . Prepare annual report to CEO and Board of Directors of all… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...+ Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally… more
- JPMorgan Chase (Columbus, OH)
- …box, challenging the status quo and striving to be best-in-class. Job Summary As a Compliance Risk Management Senior Officer - Associate in Risk Management ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer… more