- Florida Atlantic University (Boca Raton, FL)
- …Security program and Export Control oversight. The Export Control and Research Security Officer supports compliance with US laws and federal research sponsor ... matters. Responsibilities: + Serve as the university's Export Control Officer , overseeing compliance with the Export Administration Regulations (EAR),… more
- T. Rowe Price (Owings Mills, MD)
- … compliance requirements. + Responsible for drafting quarterly and annual chief compliance officer reporting under Rule 38a-1 and Rule 206(4)-7 and overseeing ... and provide recommendations. + Provides strategic consulting to the senior managers responsible for business unit compliance ....the senior managers responsible for business unit compliance . Works with the business unit to identify areas… more
- University of Rochester (Rochester, NY)
- …Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's full adherence to ... DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing, implementing, and… more
- Pentax Medical (Atlanta, GA)
- …global risk management and compliance investigations as directed by the Chief Compliance Officer . Will have direct respon sibility for direct report(s). ... of non- compliance ; and summarize and report same to the Chief Compliance Officer + Conduct and manage compliance investigations regarding allegations of… more
- JPMorgan Chase (New York, NY)
- …within the Asset Management Compliance team , you will serve as the Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance ... and dynamic fund structures in the industry as Chief Compliance Officer , working closely with the Board...complex regulatory issues clearly in writing and verbally to senior audiences. + Strong working knowledge of fund governance,… more
- MTA (New York, NY)
- …SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- ... consistency with other policies, board guidelines and directions from senior management. + Benchmark MTA policies and procedures against...and integrity program as are delegated by the Chief Compliance Officer or identified compliance … more
- MTA (Jamaica, NY)
- …are implemented fully and timely while maintaining transparency. Assist the Agency Compliance Officer with planning, directing, and administering the operations ... extensions to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to address questions… more
- GE Vernova (New York, NY)
- …will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** **Essential ... risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk...SIE, Series 7 and Series 24. + Experience advising senior management, crafting creative solutions and evaluating multiple business… more
- Community Health Systems (Kirksville, MO)
- … Compliance Coordinator provides support to the Senior Vice President, Chief Compliance and Privacy Officer ("CCO") and to members of the Corporate or ... tracker tool. + Responsible for the management of role changes for Facility Compliance Officer (FCO) and Facility Privacy Officer (FPO), including access and… more
- T. Rowe Price (Baltimore, MD)
- …contributing to the growth of our operations. Role Summary The Investment Compliance Officer identifies, interprets, and programs restrictions into the Charles ... client operations managers and other internal and external parties. The Investment Compliance Officer also proactively assesses the impacts of regulatory… more