- Securities and Exchange Commission (Washington, DC)
- …Division of Corporation Finance is seeking to fill the position of the Senior Officer -Associate Director (Disclosure Operations). This position is located in ... located in Washington, DC. In addition to serving as a member of the Division's Senior Staff and leading the Division to meet its strategic priorities, you would be… more
- Securities and Exchange Commission (Washington, DC)
- …Division of Corporation Finance is seeking to fill the position of the Senior Officer -Associate Director (Disclosure Operations). This position is located in ... located in Washington, DC. In addition to serving as a member of the Division's Senior Staff and leading the Division to meet its strategic priorities, you would be… more
- Securities and Exchange Commission (Washington, DC)
- …Division of Corporation Finance is seeking to fill the position of the Senior Officer -Associate Director (Legal & Regulatory Policy). This position is located ... addition to serving as a member of the Division's Senior Staff and leading the Division to meet its...rules and regulations promulgated under the foregoing statutes; assuring compliance with the requirements of the forms and procedures… more
- Securities and Exchange Commission (Washington, DC)
- …position located in Washington, DC. The selected applicant will be temporarily promoted to the Senior Officer position for up to 1 year with the option to be ... and applicable administrative laws; Negotiating legal and policy issues with senior level officials; and Managing a diverse workload and supervising subordinate… more
- ManTech (Belcamp, MD)
- **MANTECH** is seeking a motivated, career and customer-oriented ** Compliance Officer ** to join our team in **Belcamp** **, MD** . This is an onsite position. ... The Compliance Officer will work in support of...procedures, documenting findings, and recommending corrective actions. + Communicate compliance concerns to senior management, including regular… more
- Securities and Exchange Commission (Philadelphia, PA)
- …and meetings, law school conferences held by similar groups and associations. Counseling senior management staff and officials at multiple levels of SEC; senior ... investment companies, investment advisers and self-regulatory organizations; Assessing the compliance , activities and risks of registered securities firms; Providing… more
- Securities and Exchange Commission (Philadelphia, PA)
- …and meetings, law school conferences held by similar groups and associations. Counseling senior management staff and officials at multiple levels of SEC; senior ... investment companies, investment advisers and self-regulatory organizations; Assessing the compliance , activities and risks of registered securities firms; Providing… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- Securities and Exchange Commission (Washington, DC)
- …is responsible for conducting examinations of entities subject to Regulation Systems Compliance and Integrity (SCI). This program area also administers the SEC's ... at SROs, broker-dealers, or investment advisers, conduct assessments of registrant compliance with applicable statute and regulation, and prepare written reports of… more
- Securities and Exchange Commission (Washington, DC)
- …is responsible for conducting examinations of entities subject to Regulation Systems Compliance and Integrity (SCI). This program area also administers the SEC's ... at SROs, broker-dealers, or investment advisers, conduct assessments of registrant compliance with applicable statute and regulation, and prepare written reports of… more