- Raymond James Financial, Inc. (New York, NY)
- …the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the...+ Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance… more
- Scotiabank (New York, NY)
- …a team leader for Markets Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US… more
- Arena Investors LP (Jacksonville, FL)
- …where others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely ... with the compliance team and have regular interface with staff throughout...the CCO, this position will be a broad generalist compliance role with full exposure across the business. Responsibilities:… more
- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM as it… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for US Personal Banking Operations - Customer Service - Branded Cards Independent Compliance Risk Management ... by existing and potential customers. These interactions may present compliance risk and are usually covered by relevant consumer...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Ascendis Pharma (Princeton, NJ)
- …and develop their skills. This position reports to the US General Counsel and Chief Compliance Officer . The Senior Paralegal will be part of the Ascendis ... Pharma Legal and Compliance team and responsible for negotiating contracts, improving processes,...obligations in consultation with department attorneys and guidelines. The Senior Paralegal must be able to work independently, successfully,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... + Assess and opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM… more
- Navy Federal Credit Union (Vienna, VA)
- …recommend, and enforce Navy Federal policies and practices that ensure compliance with relevant local, state, federal and other regulatory requirements, and ... case law. Extensive experience in compliance monitoring and testing activities. Drive scoping of tests...risk-based analysis and in-depth understanding of regulations representing top compliance risks. Lead and perform risk-based compliance … more
- Trexquant Investment (Stamford, CT)
- …pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, overseeing compliance ... risk assessments and report findings to the CEO and senior leadership. + Represent compliance in investor...the CEO and senior leadership. + Represent compliance in investor diligence meetings and regulatory discussions. +… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more