- Diageo (NY)
- …of Integrity through the design, implementation and monitoring of an effective, risk based, agile and future forward ethics and compliance program. The program ... way'. You will act as second line of defense to your market, overseeing risk indicators and potential red flags; looking for insights and root causes for breaches;… more
- CIBC (New York, NY)
- …the preparation of written responses to regulatory exams and inquiries; + Performing risk assessments of US regulatory requirement group topics to determine risk ... derivatives markets a plus; + Experience as a regulatory examiner with SEC, NFA or FINRA (NFA or SEC...regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage… more
- Wells Fargo (Minneapolis, MN)
- …to scope target populations, managing and coordinating partner feedback and reviewing risk presentations that require visibility from senior management and ... to join the Financial Crimes Intelligence (FC Intel) Team within Financial Crimes Risk Management (FCRM). Learn more about the career areas and business divisions at… more
- JPMorgan Chase (Wilmington, DE)
- …risks and vulnerabilities in people, processes, and technology. Design and deploy risk -driven tests and simulations (or manage a highly skilled team that does) ... detection capabilities, and advise cross-functional teams on security strategy and risk management. JPMC's Assurance Operations organization is looking to expand its… more
- Walmart (Bentonville, AR)
- …of Anti-Money Laundering processes and procedures. + Use influence to guide senior leadership decision-making toward strategic approaches for risk response and ... Help build a first-class AML Financial Intelligence Unit and mitigate financial risk by conducting quality consumer investigations. **What you'll do ** **The… more
- Bank of America (New York, NY)
- …Regulatory requirements. Employees at this level are often required to interact with senior management within Operations and across the firm as part of the annual ... will have significant impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank. On a tri-annual basis this associate will be… more
- Truist (Charlotte, NC)
- …Provide expert counsel and advice to the CFO, Corporate Controller, and other senior leaders on the calculation of risk -weighted assets and capital ratios. ... Committee, which includes the Chief Financial Officer (CFO), Chief Risk Officer (CRO), Corporate Controller and other senior...with extensive bank experience 3. Prior experience as an examiner of financial reports for either the Office of… more
- NTT DATA North America (Charlotte, NC)
- …audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk -based auditing by defining scope and test procedures to evaluate the control ... to independently draft quality reports and present results to senior audit management across the globe, and engage in...management across the globe, and engage in discussions about risk and demonstrates QA and Internal Audit knowledge. +… more
- New York State Civil Service (Albany, NY)
- …Wholesale Banks. Duties include, but are not limited to, the following:* Serves as Examiner in Charge in the examination of medium and large sized institutions with ... Secrecy Act/Anti-Money Laundering, systems and technology, loss mitigation etc.);* Prepares the risk assessment, risk matrix, staff utilization schedule, and the… more
- Hills Bank (Hills, IA)
- …is responsible for the Bank's Fraud Management Program. This includes fraud risk assessment reviews, fraud data analysis and reporting, provision of guidance on ... emerging fraud risk threats and trends, assistance with fraud ...events and losses, qualitative and quantitative reporting. + Ensure Senior Management is appropriately informed of all fraud related… more