- MTA (New York, NY)
- …Attendance, Workplace Conflict, Fraud, Theft, Workplace Violence, Computer Misuse, and non- compliance with the Respectful Workplace Policy. In this role, the ... supervise a team of investigators, ensure consistency and legal compliance across all matters, and serve as a key...and serve as a key advisor to management and senior leadership. This role is critical to maintaining integrity,… more
- Office of the Comptroller of the Currency (New York, NY)
- …action(s) and programs to monitor progress. Meet and communicate regularly with senior bank management, OCC staff, and other bank regulators to discuss supervisory ... conclusions, share information, and resolve concerns related to compliance matters. Provide analysis and advice on the planning and conducting of asset management… more
- Genesis Healthcare (NM)
- …standards, policies and procedures including but not limited those within the Compliance and Ethics Program, Standard/Code of Conduct, Federal False Claims ... Act and HIPAA. 2. Provides leadership and support for the Compliance and Ethics Program within management area. 3. Ensures timely and accurate reporting and… more
- TD Bank (New York, NY)
- …and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately considered,… more
- TD Bank (New York, NY)
- …actions to senior management + Ensures all administration, control and compliance activities are complete and accurate to meet targets for own area + ... is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately considered,… more
- JPMorgan Chase (Columbus, OH)
- …Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM), Certified Risk & Compliance Management ... Community Banking industry. + Proven track record in managing compliance , risk, and controls at a senior ...the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer… more
- MTA (New York, NY)
- …and contracts audits and develop audit recommendations under the supervision of the Director/ Manager or Senior Auditor in accordance with MTA practices, the ... of an audit under the direction of a Director, Manager , and/or Senior Auditors. This includes performing...proper documentation is uploaded in the Governance Risk and Compliance (GRC) system to close the recommendations. + The… more
- Vanguard (Malvern, PA)
- …in employer-sponsored retirement plans. VWS is the number one (#1) retirement asset manager in the United States, with 23% of defined contribution assets. We provide ... South and Mid-Atlantic Region is one of the four senior most sales executives in Vanguard Workplace Solutions Plan...integrity, delivering real value, and upholding Vanguard's Code of Ethics in every interaction. Operate with discipline and ensure… more
- Truist (Charlotte, NC)
- …2. Prior experience working for a large, SEC-registered financial institution or senior manager -level public accountant with extensive bank experience **General ... Executive Leadership, the BU CFO organization, other members of the Senior Leadership Team, external auditors, and regulatory agencies. Proactively provide counsel… more
- MTA (New York, NY)
- …field evolves and as risks and circumstances change. The Application Development Security Manager role is designed to oversee and enhance the security of our ... development process is critical. Data breaches, security vulnerabilities, and compliance failures can lead to significant financial losses, legal ramifications,… more