- KeyBank (Tarrytown, NY)
- …- Tarrytown, New York 10591 **JOB BRIEF** Advises clients on appropriate investment strategies and constructs and customizes portfolios according to client needs or ... Maintains a high level of collaboration with relationship team to ensure that investment advice is integrated with all aspects of clients' planning and personal… more
- Publicis Groupe (Birmingham, MI)
- …their assigned client, the Senior Associate will manage financial reporting and compliance ; ensure that the Investment and Strategy teams are adhering to the ... across practice area within the agency, working closely with Strategy, Investment , HR, Finance, Invoice Reconciliation, and Agency Administration & Compliance… more
- JPMorgan Chase (Columbus, OH)
- …compliance , and build strong relationships with senior stakeholders. As a ** Compliance and Operations Risk Test Manager ** in the Testing Center of ... will be instrumental in identifying and mitigating risks, thereby enhancing compliance and operational risk management. Additionally, your aptitude in stakeholder… more
- KeyBank (Pepper Pike, OH)
- …Segment's investment strategy guidance. + Reviews portfolios to analyze investment performance. Maintains compliance with all internal policies and ... appropriate actionsWorks with each market's District President and Sales Manager to ensure that the investment teams...and Sales Manager to ensure that the investment teams available within markets are staffed with highly… more
- TEKsystems (Newport Beach, CA)
- …are seeking a Compliance Transformation Manager to join our dynamic Compliance team. Reporting to a senior leader, you will lead critical technology ... System Analysis, Business Analysis, Project Management, or similar roles. + Proven compliance experience within a large, diverse investment management firm,… more
- CyrusOne (Dallas, TX)
- The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and ... in operational impact, legal disputes, or customer dissatisfaction. + Provide regular compliance reporting and risk assessments to senior leadership, including… more
- Motion Recruitment Partners (Austin, TX)
- Compliance Manager - Financial Industry Austin, Texas **Hybrid** Contract $60/hr - $75/hr Our client is a software and consulting company with long-standing ... a strategic, tech-savvy leader to drive key initiatives that elevate global compliance program. Reporting to senior leadership, you'll spearhead critical… more
- Wells Fargo (Dallas, TX)
- …guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody, tax, specialty ... (IRA) **About this role:** Wells Fargo is seeking a Senior Philanthropic Advisor - Senior Lead Fiduciary...skills in the area of trust and estate matters, investment management, wealth transition, and financial planning to serve… more
- Abbott (Abbott Park, IL)
- …working mothers, female executives, and scientists. **THE OPPORTUNITY** This **Cybersecurity Compliance Manager ** position can work **remotely within the US** ... you dream of. + Employees can qualify for free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next calendar year + An excellent… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more