- BMO Financial Group (New York, NY)
- …implementation of necessary changes. + Stakeholder Collaboration: Work closely with senior management, legal, compliance, and other relevant stakeholders to promote ... and Communication: Prepare and present reports on conduct risk issues to senior management and the board of directors, providing insights and recommendations for… more
- TD Bank (New York, NY)
- …report on the status of Compliance policy and procedure initiatives to senior management, relevant boards and external stakeholders + Participate in special projects ... + 5-7 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB),...communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a… more
- AIG (Chicago, IL)
- …add more value to our customers and AIG. Reporting to the Zonal Underwriting Manager or Underwriting Manager , this role will be primarily responsible to execute ... builds prospect lists. + Provides technical direction to management, less senior specialists, underwriters, producers, and claims adjusting personnel. + Communicate… more
- Transdev (San Francisco, CA)
- …CustomerServiceSpecialist Position Type: Non-Exempt Reports to:Mobility Manager TransdevinSan Francisco, CA ishiringaMobility Management ... be able to achieve a high level of work product output with little, and at times, no direct...direct supervision. This position reports to Transdev's SF Mobility Manager and is responsible for assisting clients with information… more
- The Cigna Group (Houston, TX)
- **Role Summary:** The New Business Sales Manager will be responsible for the execution of a local market sales strategy for our Under 500 Buyer Group consistent with ... directly to the Market President and is a member of the local senior leadership team in the market. This position must have demonstrated superior capabilities… more
- Bank of America (New York, NY)
- …a local FA team. The Financial Advisor (FA) is a licensed retail broker position that provides investment advice and recommendations to clients. Profiling activities ... implement good client coverage routines to ensure client satisfaction, present to senior leadership and control partners on business and risk matters + Translate… more
- Canon USA & Affiliates (Melville, NY)
- …input into establishing annual objectives for the function. Typically reports to a Senior Manager or Director, and may mentor less experienced professional ... plus 7 years of related experience - Licensed Customs Broker - Customs & Trade Compliance experience is required...by United States Patent and Trademark Office. All referenced product names, and other marks, are trademarks of their… more
- City National Bank (New York, NY)
- …through complex new/revised product and service offerings and work closely with senior leaders of business units to plan a response. * Adhere to applicable ... regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a… more
- TD Bank (New York, NY)
- …but not required. + 7 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + ... in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding of market… more