- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in ... overall Core Compliance functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role… more
- TD Bank (Chicago, IL)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** TD Securities (TDS) provides a wide range of capital market products and services to… more
- TD Bank (New York, NY)
- …candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory ... sales and trading markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to...in a fast-paced and high-pressured environment. + Ability to project confidence and professionalism in dealings with senior… more
- JPMorgan Chase (Brooklyn, NY)
- …delivery and management of Operations strategies. You will work closely with senior Managing Directors within Securities Services Operations and their Leadership ... Join the Securities Services Operations Business Management team as a...to provide outstanding Business Management support across business updates, project management, and data analysis. As a Vice President… more
- JPMorgan Chase (New York, NY)
- …the Securities Services industry. Your expertise will ensure seamless project execution and client satisfaction. As a Vice President, Client Implementation Lead, ... partners to design and document solutions. You will own and drive project activities, ensuring robust governance and reporting, while managing virtual teams across… more
- JPMorgan Chase (New York, NY)
- …Minimum 2-3 years experience in Financial Services industry + Working knowledge of Securities Services products + Strong project and program management skills + ... Manage the implementation of new and incremental client business into the Securities Services organization within JP Morgan's Corporate Investment Bank. Your role… more
- TD Bank (New York, NY)
- …an experienced Conflicts Officer to join our Compliance Control Room at TD Securities . This role is critical in reviewing, managing and mitigating conflicts of ... assess, and resolve potential and actual conflicts of interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets,… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance ... judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory...the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage multiple work… more
- JPMorgan Chase (New York, NY)
- As a Client Service Manager (CSM) in Securities Services, you will join the client service team and have an assigned book of clients. You will have ultimate ... others. + Strong presentation skills and comfort communicating detailed information to senior level executives. + Strong project management skills. + Effective… more
- JPMorgan Chase (New York, NY)
- As a Client Service Manager (CSM) in Securities Services, you will join the client service team and support a book of clients. You will work closely with the VP ... and resources required to successfully service clients. **Job responsibilities:** + Support senior members of the team to build relationships with the client base… more