- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability to learn new areas ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory...ability to evaluate complex regulatory business issues. + Advanced project management skills and ability to manage and direct… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... TD Securities , US **Position Summary** The US FCRM TDS Business...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the… more
- Citigroup (Jersey City, NJ)
- Our business Services include Treasury & Trade Solutions (TTS) and Securities Services. TTS provides an integrated suite of innovative and tailored cash management ... to multinational corporations, financial institutions, and public sector organizations. Securities Services provides cross-border support for clients with extensive… more
- Lincoln Financial (Radnor, PA)
- …is not available for this opportunity. **Requisition #:** 74709 **The Role at a Glance** The Sr . Data Steward - Team Lead will serve as a manager and mentor to ... ability to balance managing team as outlined above and performing hands-on project and issue remediation efforts as needed. + Demonstrated experience managing small… more
- KeyBank (NY)
- …requirements. Support the AML Enterprise Team Director with reporting, project tracking, and administrative matters. Perform other duties, support projects, ... and facilitate processes as directed by the AML Enterprise Team Compliance Manager and the Team Director. **ESSENTIAL JOB FUNCTIONS** + Facilitate audit and other… more
- Citigroup (Charlotte, NC)
- …Investments (CTI) Governance and Business Initiatives team within the Finance Organisation. + Senior Project manager role would be responsible for managing ... portfolio consisting of Issued Debt, Intercompany Borrowings & Placements, AFS/HTM Securities , and Derivatives. + CTI is responsible for managing central liquidity… more
- City National Bank (New York, NY)
- …for the management of major programs across the bank. Within the EPMO, the Senior Project Manager position is responsible for the implementation and ... and RBC US Wealth Management business units. *The Responsibilities* * Lead project teams across multiple functions and/or divisions within CNB that are each… more
- Citigroup (Tampa, FL)
- …3 sub-portfolios: Regulatory Remediation, Business Mandatory and Process Management & Improvement. A senior project manager is required to support Legal for ... and presenting recommendations to a range of business problems. From a project management perspective, the individual will facilitate plan development, definition of… more