- Bloomberg (New York, NY)
- …Advisory - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10040985 **Description & Requirements** The energy of ... businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior ...risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence… more
- Marex (New York, NY)
- … risk trends. + Risk Reporting: Preparing and presenting detailed risk reports / dashboards / metrics to senior management and stakeholders, highlighting ... experience in the investment management industry preferred. + Experienced in governance, risk , assurance, compliance , or internal control roles in Financial… more
- Citigroup (New Castle, DE)
- …to drive execution of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. + Help collaborate with business and ... with these standards. + Support providing regular updates to senior management on the performance of the controls assessment...+ Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Capital One (Richmond, VA)
- …Qualifications: + Bachelor's Degree or military experience + At least 4 years of risk management, compliance , regulatory, audit, or legal experience + At least 4 ... practices, standards or procedures Preferred Qualifications: + At least 6 years of risk management, compliance , regulatory, audit, or legal experience + At least… more
- Coinbase (Charlotte, NC)
- …to succeed in a fast-paced environment * Knowledge in financial products, including risk management or compliance * Experience building robust and scalable data ... in a global, fast-paced environment * Ability to motivate a range of senior stakeholders including Chief Financial Officer, Chief Compliance Officer, Business… more
- Citigroup (Tampa, FL)
- …processes to ensure adherence to established quality standards and identify areas of risk or non- compliance + Help review stakeholder/client feedback and respond ... standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related functions in the… more
- JPMorgan Chase (Columbus, OH)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Truist (Raleigh, NC)
- …impact to the BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU adherence to applicable policies, ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...implementation across Truist (where applicable). + Advocate the Bank's risk culture, compliance with enterprise risk… more
- Ally (Tallahassee, FL)
- …Events, and pRCSAs. . Partner with Operational Risk Management, Business Line Risk , and Compliance , among others, to ensure consistency and alignment with ... partnering with both Auto operational and support teams to manage risk through risk and control self-assessment (RCSA) facilitation and maintenance. The ability… more