- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- JPMorgan Chase (Columbus, OH)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- JPMorgan Chase (Milwaukee, WI)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...manner and to defend that position with partners and senior leadership. + Lead complex leveraged finance transactions including… more
- Wellington (Boston, MA)
- …our perspectives with those of our clients. **About the Role** POSITION The Compliance Senior Analyst will support Wellington Management's Americas compliance ... business stakeholders on regulatory issues and business change. The Compliance Senior Analyst will be a member...Americas Core Compliance team within the Legal, Compliance and Risk Group. Responsibilities + Lead… more
- Raymond James Financial, Inc. (Memphis, TN)
- …planning through reporting and produces quality deliverables. + Serves as a Compliance Assurance/ compliance risk management liaison by providing meaningful ... **Essential Duties and Responsibilities** + Collaborate across Compliance teams to maintain a risk -based Compliance Testing program in accordance with… more
- JPMorgan Chase (Mclean, VA)
- Bring your expertise to JP Morgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about...manner and to defend that position with partners and senior leadership. + Lead complex transactions including negotiations and… more
- JPMorgan Chase (Plano, TX)
- **Description** Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...+ Communicate project status, challenges, and successes clearly to senior management and stakeholders. + Produce senior … more
- Vanguard (Malvern, PA)
- This Compliance Senior Advisor will be responsible for...of compliance with business line ownership of Compliance Risk . + Act as a trusted advisor ... leveraging their deep expertise in Artificial Intelligence ("AI") governance, risk , and compliance to lead our ...robust against emerging threats. As a key advisor to senior management, they will provide insights on TCIA trends,… more
- City National Bank (New York, NY)
- …change management, risk assessments, issues management, and monitoring and reporting. * Compliance Risk Management Division* This is a great opportunity to ... and expanding organization as a member of City National's Compliance Risk Management team. The focus is...new/revised product and service offerings and work closely with senior leaders of business units to plan a response.… more
- TIAA (Charlotte, NC)
- …experience within a wealth, trust and/or brokerage business as a senior risk leader or an external consultant. Compliance experience in these areas would ... The Wealth CIO team is seeking an experienced Sr . Director of Operations, Execution, and Risk...inventory + Act as primary liaison with Business Controls, Compliance / Risk / Audit functions *… more