- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... of experience **Preferred Skills:** + Minimum 7+ years of compliance risk management, enterprise risk ...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...+ Communicate project status, challenges, and successes clearly to senior management and stakeholders. + Produce senior … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Raymond James Financial, Inc. (Denver, CO)
- …Responsibilities** * Builds and maintains Compliance Surveillance controls for multiple Compliance & Risk units. * Design and build custom dashboards, builds ... eight (8) years of experience in the financial services industry, compliance , or risk management. ~or~ * Any equivalent combination of experience, education,… more
- Dana-Farber Cancer Institute (Brookline, MA)
- The Compliance , Audit & Investigations Senior Manager plays a vital role within the Compliance team, working collaboratively across the organization to ... The Sr Manager is responsible for overseeing the organization's compliance audit and investigation functions. The role involves leading audits and… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy -... Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & ... privacy laws as well as expertise in managing privacy risk and compliance ; * Ability to work...meet deadlines; * An ability to advise and influence senior business people on data privacy matters; * Strong… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- Deloitte (Boca Raton, FL)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... presentations, and analytics to inform decision-making and enable effective communications with senior leaders. + Leads the compliance and reporting team within… more
- Discover (Riverwoods, IL)
- …Ensure compliance /regulatory process(es) are initiated as needed + Work with Risk / Compliance to align on existing and new procedures/policies that impact the ... to our customers, each of us contribute every day to a culture that values compliance and risk management. Discover, a division of Capital One, NA, is an… more
- GE Vernova (New York, NY)
- …develop, implement and maintain controls designed to prevent, detect and respond to compliance risk connected to FS' project development activities. This role ... Officer in New York, NY. **Job Description** **Essential Responsibilities** _Development Compliance Risk Management_ : Partner with FS' commercial resources and… more