- Capital One (New York, NY)
- Director, Compliance Privacy Advisor The Capital One Privacy Compliance & Risk team is seeking a Director with a passion for mitigating privacy risk at a ... under applicable federal, state, and international privacy laws and regulations. The Compliance Privacy Director performs a key risk management role to ensure… more
- TIAA (Dallas, TX)
- …of new investment opportunities and existing portfolio positions * Prepare detailed risk reports and presentations for senior management and investment ... outputs from risk and private and public data analytics * Monitor compliance with risk limits (both notional and tail risk ) within TIAA's established … more
- M&T Bank (Buffalo, NY)
- …analysis across IR, FX and non-derivative transactions + Provide CCR slides for senior management discussion and risk governance committees + Perform wrong way ... salary recommendations, performance management and terminations. + Adhere to applicable compliance /operational risk controls in accordance with Company or… more
- NatWest Markets (Stamford, CT)
- …Communicate risk management and analysis to the business and senior management to ensure risks are transparent for sound decision making.Identifykey risks ... stress testing analysis to determinePnLimpact of such events; Ensuring compliance in risk reporting to regulators under PRA capital regime, ie, through… more
- JPMorgan Chase (Wilmington, DE)
- …& Strategy Development:** Help shape credit policies, underwriting standards, and risk management frameworks + **Regulatory Compliance :** Ensure adherence to ... Card business. **Job Description:** As the Executive Director for Card Acquisitions Risk Strategy, supporting the Affluent portfolios, you will be responsible for… more
- Cardinal Health (Annapolis, MD)
- …vulnerability scanning, virus management and intrusion detection as well as completes risk assessments. The **IT Governance and Compliance ** function within the ... guidance/advice on future certifications from cost models to balancing between compliance , risk , and business benefit. **_Daily Responsibilities:_** + Partner… more
- KeyBank (Brooklyn, OH)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... or gaps. + Review policies and procedures and associated compliance and risk programs to ensure consistency...Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and… more
- Capital One (Richmond, VA)
- …Evaluate new business initiatives and participate in complex projects to identify potential compliance risk and risk mitigation activities, and effectively ... challenge business to remain within approved compliance risk appetite + Determine and/or validate applicability of laws and regulations to business processes; +… more
- TD Bank (Mount Laurel, NJ)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... challenging root causes, remediation plans and performs validations. + Participating in Compliance risk assessment process. **The above details are specific to… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... manage the US Wealth Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:**… more