- Capital One (Richmond, VA)
- …an experienced Principal Associate who will be responsible for leading and executing risk -based compliance transaction testing under the leadership of a team ... GED or equivalent certification + At least 3 years of experience in compliance testing, risk management, compliance monitoring, quality assurance, control… more
- CyrusOne (Dallas, TX)
- …or customer dissatisfaction. + Provide regular compliance reporting and risk assessments to senior leadership, including trend analysis and proactive ... Legal, Finance, Implementations, Operations, and Customer Success to proactively manage compliance , mitigate risk , and ensure a best-in-class customer… more
- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit:...and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance ...on loan performance and servicing. This role involves managing compliance programs related to risk assessment, exam… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- Taco Bell (Plano, TX)
- … Compliance (50%) + Analyze receivables and financial performance to flag risk indicators, compliance gaps, and emerging trends across key obligations ... the world's largest restaurant company. About the Job: The Senior Analyst, Franchise Health & Growth plays a pivotal...(royalty, NCAC, rent, etc.). + Drive adoption and compliance for franchisee financial reporting tools (eg, iLumen). +… more
- TD Bank (Mount Laurel, NJ)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk ...outlined in the general summary below. **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective… more
- CIBC (Chicago, IL)
- …Statement, US Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and brand, while helping CIBC ... relationship-oriented bank for a modern world. JOB PURPOSE The Senior Compliance Officer will support CIBC Bank...regulatory agencies + Support the execution of the bank's compliance risk assessments to identify potential areas… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Capital One (Richmond, VA)
- … testing and third party compliance + Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations + Assist in ... Senior Manager, Compliance Advisor - Retail... data, interpreting it to ensure consistency and adequate Compliance Risk Management + Participate in governance… more