- Bloomberg (New York, NY)
- …Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description & Requirements** The energy of a ... + Collaborate with teams across Engineering, Data, Product, Legal, Compliance , and Privacy to integrate data risk ...day-to-day operations + Serve as a trusted advisor to senior leadership on data-related risk exposure and… more
- Duquesne Light Company (Pittsburgh, PA)
- …processes, business units and oversight responsibilities. Responsible for assisting the Regulatory Compliance Senior Managers with NERC CIP and O&P compliance ... a focus upon always being "audit ready." + Responsible for assisting the Regulatory Compliance Senior Managers in coordinating compliance audits by the… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... routines. **Key Responsibilities:** + **Lead portions of the enterprise compliance risk assessment, including risk ...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- TD Bank (New York, NY)
- …expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Provides day-to-day strategic advice and guidance to ... appetite statement and limits. Communicates the Bank's risk culture and risk appetite statement throughout the Investment Banking Compliance team. Champions… more
- City National Bank (Los Angeles, CA)
- …equivalent * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience ... *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit...performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings,… more
- PNC (Cleveland, OH)
- …to comply. Job responsibilities include, but are not limited to: * Complete independent Compliance risk analysis * Provide advice, review, and challenge of line ... of business initiatives * Review and challenge of Compliance risk and controls * Identify and...the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on… more
- JPMorgan Chase (New York, NY)
- …10+ years of work-related experience working in senior level roles within Risk Management and Compliance at a Global Financial Institution with strong ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...Escalation Standards + Provide oversight and credible challenge at Senior Level Committees and Forums across the LOBs and… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) Sanctions responsible for overseeing the Level 3 alert ... various internal assurance processes, eg Regional Enterprise wide and Horizontal risk assessments, self-assessment, internal audit or compliance assurance… more
- MUFG (Tempe, AZ)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I within Internal Audit is tasked with leading independent and… more
- Banc of California (Santa Ana, CA)
- …work experience. + Work related experience must consist of an in-depth background in Compliance , Enterprise Risk , Operational Risk and/or other risk ... OPPORTUNITY** Responsible for facilitating the design, development and implementation the Risk and Control Self-Assessment (RCSA) Program for the Company, including… more