- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk -related training and education processes in collaboration with internal stakeholders. + ... responsibilities as assigned. **Knowledge, Skills, and Abilities** **Advanced knowledge of:** + Compliance and risk training for the securities industry and/or… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Bank of America (Charlotte, NC)
- …of potential risk + Works closely with model stakeholders and senior management with regard to communication of submission and validation outcomes + Performs ... Sr Quantitative Financial Analyst Charlotte, North Carolina;Atlanta, Georgia...Create sophisticated, value-added analytic systems that support business operations, risk management, operational excellence, regulatory compliance , and… more
- ThermoFisher Scientific (Pittsburgh, PA)
- …cost savings, supplier consolidation, sourcing from low-cost regions, contract compliance , risk mitigation, supplier performance optimization, and encouraging ... & migrate spend from incumbent, poor performance suppliers. + Ensure compliance with internal controls, regulatory requirements, and sustainability goals in all… more
- TD Bank (Mount Laurel, NJ)
- …actions to senior management + Ensures all administration, control and compliance activities are complete and accurate to meet targets for own area + ... for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Manager, Governance & Control oversees and leads a highly complex and… more
- Carrier (Palm Beach Gardens, FL)
- …development and implementation of supply chain risk management initiatives, the senior manager not only addresses regulatory compliance due diligence and ... . **About This Role:** At Carrier, we are looking for an experienced Senior Manager for Supply Chain Risk Management to join our corporate… more
- Wells Fargo (Irving, TX)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Minneapolis, MN)
- …+ Ensure compliance with internal policies, regulatory requirements, and enterprise risk standards. + Lead execution of the Risk and Control Self-Assessment ... **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Oklahoma City, OK)
- …building and retaining long-term client relationships + Experience identifying and mitigating risk , ensuring compliance with processes and procedures + Excellent ... **About this role:** Wells Fargo is seeking a Senior Lead Commercial Banking Relationship Manager to support...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- First Horizon Bank (Birmingham, AL)
- …planning frameworks. + Evaluate the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury ... responsible for completing audit engagement assignments with minimal supervision. The Audit Sr . Advisor is expected to: + understand and identify the full range… more