- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a ... role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. The… more
- M&T Bank (Clanton, AL)
- …skills and experience. Provide advisory and consulting services to Bank management on risk and control matters; Manage multiple tasks concurrently in an ... **Title:** Senior Audit Manager **Job Location:** One M&T Plaza,...eligible for 100% remote work. **Job Description:** Support the risk assessment and plan development process to determine audit… more
- Scotiabank (Dallas, TX)
- …issues and outputs are tracked and actioned. + Support in leading US Technology risk control testing and monitoring and guides all US based Technology ... leadership, peers, and functional groups by leveraging IT and risk expertise. + Partners across senior executives...strong risk culture in partnership with the risk owners. + Co-ordinate SOX control testing.… more
- Citigroup (Getzville, NY)
- …oversight of the firm's Balance Sheet Reconciliation and Substantiation Framework and In-business Risk and Controls. The Global Financial Controls Sr Analyst is ... as assigned **Qualifications:** + 5-8 years of experience in financial services field/ Risk and Control field + Excellent management presentation skills… more
- American Express (New York, NY)
- …an impact in this role?** Working closely with the Global Sanctions Director, the Risk & Control Assessment and Remediation Manager within Global Sanctions will ... for supporting the mitigation of sanctions risks through a robust risk & control framework implemented across the enterprise & within Global Sanctions-led… more
- V2X (Reston, VA)
- …key SOX deliverables including internal controls documentation, eg, narratives, flowcharts, and risk and control matrices. + Direct coordination of walkthrough ... respect, responsibility, and professionalism. Responsibilities + What You'll Do: + The Senior Manager of Internal Controls and SOX Compliance is responsible for the… more
- Charles Schwab (Westlake, TX)
- …Conduct product oversight and risk management, including audit support, risk control documentation, due diligence, and remediation implementation. + **Vendor ... with their finances and plan for retirement, often as first-time investors. As Senior Manager, Product Management, you will help drive the strategy, development, and… more
- TD Bank (Mount Laurel, NJ)
- …relevant stakeholders and audit management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... and diverse audit team for an area of significant risk , complexity or scope + People Manager role that...trends, identifying issues and opportunities and recommending action to senior management + Acts as a strategic audit advisor… more
- American Express (Phoenix, AZ)
- …you make an impact in this role?** The newly formed Enterprise Technology Services (ETS) Risk & Control Lead, Enterprise & Digital Platforms and Risk ... and drive timely, effective outcomes. + Engage proactively with senior leaders, business unit heads, and risk ...posture. Achieved by learning and leveraging the domain level Risk & Control Self Assessments (RCSAs), or… more
- Entergy (The Woodlands, TX)
- …Contract management processes such as bid, award, negotiation, invoice and change management control + Project Risk Management and ability to anticipate events ... the development and implementation of sales, operations, maintenance, monitoring, and control processes, procedures for sales management, and asset management. This… more