• Markets Compliance Testing Officer, Vice President…

    MUFG (Irving, TX)
    …to deliver an effective second line of defense testing program that meets senior management and regulatory expectations. Reviews will include assessment of the Swap ... of controls and compliance with Securities and Exchange Commission ( SEC ), Financial Industry Regulatory Authority (FINRA), Commodity Futures Trading Commission… more
    MUFG (11/08/25)
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  • Manager, Economic Valuation

    Pilot Company (Knoxville, TN)
    …+ Master's degree, or professional certifications such as CFA (Chartered Financial Analyst ), ASA (Accredited Senior Appraiser), ABV (Accredited in Business ... instruments across a variety of use cases (M&A, financial reporting , tax, strategic planning, etc.). 2.) Develop and maintain...guidance (eg, ASC 820, ASC 805, ASC 350, IRS, SEC ). 8.) Collaborate with external valuation consultants and auditors… more
    Pilot Company (10/28/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …surveillance data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: ... strategic guidance and independent oversight of the surveillance output and analyst dispositions of alerts, and suggested enhancements to the program. Through… more
    TD Bank (12/21/25)
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