- TD Bank (New York, NY)
- …requests for data, and exam inquiries as they relate to Trade Surveillance . + Briefings and Presentations: Lead the preparation of summaries, presentations, ... for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory… more
- Citigroup (New York, NY)
- …Non-Financial Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Spread Products business, but there ... enable growth and economic progress. **Team/Role Overview** This SP Trade Monitoring role sits in the First Line of...market behaviours and how to triage alerts. This will lead to infrequent but credible challenge of Supervisors via… more
- Northrop Grumman (Melbourne, FL)
- …is seeking a ** Sr . Principal Data Displays and Controls (DDC) Hardware Lead ** to join our team of qualified, diverse individuals in defining the future. This ... **Basic Qualifications:** ** Sr . Principal Data Displays and Controls (DDC) Hardware Lead (T04):** + Must have a Bachelor's degree in a Science, Technology,… more
- TD Bank (New York, NY)
- …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This...Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance ... in the discussion * Gain an understanding of new trade surveillance modules and surveillance ...area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to… more
- Honeywell (Northford, CT)
- …control systems, and instruments for energy management; access control; video surveillance ; fire products; and installation, maintenance, and upgrades of systems. ... please visit click here (https://buildings.honeywell.com/) . **THE POSITION** As the ** Sr . Solutions Engineer** for our **Healthcare** vertical, you will be the… more
- First National Bank of Omaha (Minneapolis, MN)
- …alignment and escalation handling. Serve as subject matter expert on fixed income trade support operations and lead testing and implementation of enhancements to ... Head of the Trading Desk, Sales Supervision Manager and Compliance to monitor trade activity, exception reporting, and surveillance reviews Assist in FINRA TRACE… more
- Houston Methodist (Houston, TX)
- …in the trade or job associated with their shop/department. The Senior Facilities Technician position is responsible for scheduling and performing safety and ... At Houston Methodist, the Senior Facilities Technician position possesses extensive knowledge of...of work which may require specialized training in the trade or skill associated with their shop/department for new… more
- Sierra Nevada Company, LLC (Plano, TX)
- The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area is a leader in ISR and aviation, it is a leading prime manned and ... systems. Its end-to-end Command, Control, Computers, Communications and Intelligence, Surveillance & Reconnaissance (C4ISR) capabilities encompass design, integration, test,… more
- Sierra Nevada Company, LLC (Dayton, OH)
- …are innovators on a mission to unify, explore and inspire. As a Senior Environmental Qualification Engineer, you will assist with planning, executing, and monitoring ... of project programs and budgets, manage schedules and prepare status reports, and lead teams in achieving the goals of the program including issue identification,… more