- T. Rowe Price (New York, NY)
- …management solutions to our diverse client base which include Banks, Broker /Dealers, RIA, TAMP's, and Intermediary Platform providers throughout the United States. ... + Experience with the US investment distribution landscape including Broker /Dealers, Registered Investments Advisors, Banks, and Retail Platforms + Strong… more
- Dorman (Colmar, PA)
- …of brands that also includes SuperATV and Dayton Parts. Publicly traded under the stock ticker DORM, we had revenues surpassing $1.7 billion in 2022 and over $3.5 ... FTAs, country of origin, item markings etc.) import compliance procedures, broker operations, recordkeeping, and auditing. And/or, solid understanding of export… more
- OTC Markets Group Inc (New York, NY)
- …Spending Account (LPFSA) + Generous Paid Parental Leave Program + Annual bonus and Stock Incentive Program + 401(K) Plan - Retirement + Commuter Transit & Parking ... Link(R) Alternative Trading Systems (ATSs) provide critical market infrastructure that broker -dealers rely on to facilitate trading. Our innovative model offers… more
- IBM (Chantilly, VA)
- …fellow team mates to deliver and maintain a cloud-based data broker solution. Specific responsibilities include the following: + Apply software development/scripting ... + Experience on a large software program providing data broker , data lake, or data analysis capabilities + Familiarity...- Financial programs such as 401(k), the IBM Employee Stock Purchase Plan, financial counseling, life insurance, short &… more
- US Bank (Minneapolis, MN)
- …in the following areas: * Wealth Management laws and regulations (eg, Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) ... Operations, Private Banking) * Capital Market laws and regulations (eg, Broker Dealer, Trust Services, Wealth Management, SEC Regulations, FINRA Regulations, 12CFR9… more
- T. Rowe Price (San Francisco, CA)
- …development of strategic relationships with the Centers of Influence (COI) at our largest broker dealer clients to execute on account plans and firm goals. In this ... management for large, highly complex accounts with our top Broker Dealer clients (Morgan Stanley Wealth Management, LPL, Raymond...as well as a generous retirement plan and employee stock purchase plan with matching contributions + Flexible and… more
- Universal Health Services (Reno, NV)
- …role will build, manage, and maintain relationships with appointed broker /consultants, agencies, associations, business organizations and customers; will also ... visible in the community also attending community events, industry events and broker requests for sponsorships. Benefit Highlights: + Loan Forgiveness Program +… more
- SMBC (New York, NY)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... of business processes in at least three of the following: commercial banking; broker -dealer sales and trading; financial and regulatory reporting; AML and BSA; human… more
- CRC Insurance Services, Inc. (Sacramento, CA)
- …candidate will have extensive experience in small group benefits, preferably with a broker background. Skills required to be successful in this position are managing ... experience in employee benefits in the small to mid-market space.** + Broker experience preferred. + Excellent digital literacy, including working experience with… more
- Truist (Charlotte, NC)
- …Perform supervisory functions that are routinely associated with those of a retail broker /dealer. **Please note: This role can be based anywhere in the Truist ... activities may change from time to time. 1. Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and… more