- Charles Schwab (Westlake, TX)
- …efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager. ... The Broker -Dealer/Asset Management team provides internal audit coverage of the...(iv) asset management functions; (v) corporate client services, including stock plan services, retirement plan services, and compliance and… more
- AON (Fort Washington, PA)
- Aon is looking for a Client Facing Broker I with specific D&O/EPL experience in Fort Washington, PA This is a hybrid role working some from our Fort Washington, PA ... office POSITION SUMMARY: The Client Facing Broker will be dedicated to Management Liability (Directors & Officers), EPL, Fiduciary, and Crime broking of both new… more
- AON (New York, NY)
- Account Executive/ Broker II - (Professional Liability) New York (hybrid) Provide detailed support to Managing Director/Practice Leaders on complex Professional ... up the firm orders to various insurance companies, ensuring that coverage is bound prior to the effective date, and responding to client requests and inquiries. +… more
- Centene Corporation (Tallahassee, FL)
- …of the Group Service Agreements (GSAs), Group Sales Notification (GSNs), and Broker Group Information Sheet (BGIS). Training of all SALSA entries and reporting. ... disseminates information to ensure quality consistency for all employer groups and broker contacts. + Maintains a comprehensive knowledge of all Health Net policies,… more
- Charles Schwab (Westlake, TX)
- …financial services industry, ideally in a regulatory compliance role at a regulated Broker Dealer, FCM, FDM, exchange or regulatory agency. + Prior experience ... and examinations in the financial services industry. + Knowledge of broker -dealer and investment advisor industry regulatory practices and securities rules. +… more
- PNC (Pittsburgh, PA)
- …in Pittsburgh, PA. The candidate must have Foreign Exchange experience or Securities Broker Dealer experience . The position will require the ability to create ... working with FX Trading (Forwards, NDFs, Swaps, Options) or Broker Dealer Trading, Trade Capture, Accounting, and Settlements. *...is typically 8+ years. At least 5 years of prior management experience is typically required. In lieu of… more
- AON (Irvine, CA)
- …General Requirements + Familiarity with real estate and insurance terminology + Prior experience with property management insurance and/or accounting + Expert user ... exposure schedules and coordinating submission of data and timely updates to broker teams. + Collaborate with Development Managers and Joint Venture partners on… more
- AON (Fort Washington, PA)
- …be obtained within 6 months of hire. + Knowledge of insurance coverage, with prior experience in Auto insurance being a plus! + Proficiency in accurate rating and ... develop and maintain constructive relationships with underwriting colleagues, managers, insurance broker clients, and carrier partners for efficient task execution +… more
- CVS Health (Topeka, KS)
- …limited to, Microsoft Office package **Preferred Qualifications** + Salesforce experience + Prior Broker industry experience (Employee benefits) + Active Health ... model. *We are only able to consider candidates with prior insurance (Health - self funded ideally) sales experience...using customized self-funded solutions. + Works through the external broker community to promote and develop the Meritain brand… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... have. * 7+ years of related work experience * Prior people leader experience preferred * Deep expertise in...finance and knowledge of liquidity risk management at a broker dealer. * Regulatory financial reporting, and experience in… more
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