- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... in line with below responsibilities: + Provide Compliance Advisory services to broker -dealer business lines. + Complete or assist in completing broker -dealer… more
- AON (New York, NY)
- Senior Private Equity Broker , Middle Market As part of an industry-leading team, you will help empower results for our clients by delivering innovative and ... is governed by the applicable plan documents and policies. #LI-CC1 #LI-HYBRID 2563497 Senior Private Equity Broker , Middle Market As part of an industry-leading… more
- Charles Schwab (Austin, TX)
- …the efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor ( ... (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker -Dealer/Asset Management enterprise team, the Senior… more
- ADM (Chicago, IL)
- **99777BR** **Job Title:** Senior Broker - Chicago, IL **Department/Function:** Investor Relations **Job Description:** ** Senior Broker - Chicago, IL** ... extensive market knowledge and expertise in risk management strategies and trade execution. The Senior Broker will work with the AFS brokerage group in all… more
- AON (New York, NY)
- Broker II - Marine Hull & Liability As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective ... Commercial Risk Solutions in New York City. As a Broker , you will report directly to the National Hull...and executing large projects/ programs. + Frequently interacts with senior level colleagues and clients, normally involving matters between… more
- Republic Services (Phoenix, AZ)
- **POSITION SUMMARY:** The Manager, Pricing - Broker Management leads a team of analysts responsible for supporting the day-to-day needs of broker partners ... execution. This role serves as the steward of the company's broker policies and procedures, influences internal stakeholders, and facilitates seamless… more
- SMBC (New York, NY)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...or processes under the oversight of one or more senior team members. Incumbents are typically developing subject matter… more
- MUFG (New York, NY)
- …provide more details. **Summary:** We are seeking a highly experienced and skilled Senior Trade Support Specialist to join our team. This role provides advanced ... securities processing, vendor management, and settlement processes within the broker -dealer environment. The ideal candidate will possess a comprehensive… more
- AON (Chicago, IL)
- Job Title: Reinsurance Actuarial Senior Analyst Location: Chicago, IL Work Style: Hybrid Aon is in the business of better decisions. At Aon, we shape decisions for ... helping our colleagues and clients succeed. Job Responsibilities + Work with broker team, analytics team, and other team members (technology, financial) to identify… more
- PNC (Pittsburgh, PA)
- …to contribute to the company's success. As a Business Analytics Manager Senior - Foreign Exchange within PNC's Investment Operations organization, you can sit ... The candidate must have Foreign Exchange experience or Securities Broker Dealer experience . The position will require the...integrity, manages risk and meets the needs of the senior leadership. + Directing, motivating, developing and managing the… more