• RCA Manager 3

    US Bank (Milwaukee, WI)
    …we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ... more of relevant experience within the securities industry specifically in a retail broker dealer environment + Series 24 General Securities Principal license or the… more
    US Bank (08/16/25)
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  • Senior Manager Risk Management

    Republic Services (Phoenix, AZ)
    …knowledge of insurance programs, processes/procedures, and compliance. + Oversees lawsuit, broker and carrier management for all financial and professional lines of ... discount programs. * Retirement plan with a generous company match. * Employee Stock Purchase Plan (ESPP). _The statements used herein are intended to describe the… more
    Republic Services (08/16/25)
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  • Senior Corporate Actions Associate (Hybrid)

    Broadridge Financial Solutions (Edgewood, NY)
    …cut-offs to ensure instructions are processed accordingly + Strong understanding of stock records, relating to various retail and institutional accounts, + Process ... ability to lead a team + Ability to provide support in the daily execution of key tasks when...delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At… more
    Broadridge Financial Solutions (08/09/25)
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  • Customs Specialist - Chicago or Decatur, IL.…

    ADM (Decatur, IL)
    …data from brokers on a regular basis + Identify risks and opportunities in the broker data set + Drive performance management sessions with key brokers + Maintain an ... begins by taking care of our colleagues. In addition to competitive pay, we support your diverse needs with a comprehensive total rewards package to enhance your… more
    ADM (07/26/25)
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  • Regulatory Reporting Senior Analyst Assistant Vice…

    Citigroup (Getzville, NY)
    …functions for ad-hoc analysis, such as filtering, sorting, pivoting, lookups, etc. + Broker /Dealer books and records fluency, such as stock record **Education:** ... and manage key metrics associated with reports to identify challenges and issues. Support implementation of processes and controls to mitigate the risk of inaccurate… more
    Citigroup (07/19/25)
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  • Regulatory Reporting/Capital Markets - Business…

    PNC (Dallas, TX)
    …success. As a Business Systems Analyst within PNC's Technology Capital Markets / Broker Dealer organization, you will be based in Pittsburgh, PA; Cleveland, OH; ... business objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must… more
    PNC (07/14/25)
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  • Global Financial Institutions Group, Director

    SMBC (New York, NY)
    …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies… more
    SMBC (07/09/25)
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  • Wealth Regional Supervisor Specialist Team Leader

    Truist (Richmond, VA)
    …and managerial functions that are routinely associated with those of a retail broker /dealer and RIA. **Essential Duties and Responsibilities** + Manage a team of 4 ... Media Review of direct reports and as needed in support of the department. + Effectively communicate policy and...be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you… more
    Truist (07/08/25)
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  • Voluntary Business Cross Sell Optimizer

    CVS Health (Hartford, CT)
    …Create joint value prop messaging for our valued plan sponsor and broker partnerships. When feasible, leverage our existing Medical relationships that align with ... any changes occurring with the Plan Sponsor, and determines where support is required. Occasionally participates in finalist preparation and provide subject… more
    CVS Health (07/02/25)
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  • Manager, Claims & Insurance

    American Water (Camden, NJ)
    …a comprehensive benefits package including 401(k),Defined Contribution Plan, Employee Stock Purchase Plan, medical, prescription, dental and vision coverage, plus ... in partnership with external vendors and internal partners to support the business in the event of a crisis....* 5-8 or more years within an insurance company, broker , or corporate risk transfer function with responsibility for… more
    American Water (07/01/25)
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