- NetApp (NC)
- …Develop subject matter expertise to provide guidance on legal agreements, lead training sessions and liaise with different functional groups and senior level ... to divisions and affiliates + Establish and maintain insurance carrier and broker relationships + Assist in timely processing and communication for Workers… more
- TE Connectivity (Houston, TX)
- …Partner with GTS Governance to develop and administer effective trade compliance training as required throughout the region and organization + Ensure appropriate ... management + Customer focused with a commitment to quality + Preferred: Customs Broker License other Customs / Trade certification + Travel may be necessary in… more
- Broadridge Financial Solutions (New York, NY)
- …role may be eligible for additional discretionary bonuses/incentives, and restricted stock units. #LI-NO1 We are dedicated to fostering a collaborative, engaging, ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- SMBC (New York, NY)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies… more
- Broadridge Financial Solutions (New York, NY)
- …this role may be eligible for additional discretionary bonuses/incentives, and restricted stock units. #LI-NO1 #LI-NO1 We are dedicated to fostering a collaborative, ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- American Water (Camden, NJ)
- …a comprehensive benefits package including 401(k),Defined Contribution Plan, Employee Stock Purchase Plan, medical, prescription, dental and vision coverage, plus ... of experience. * 5-8 or more years within an insurance company, broker , or corporate risk transfer function with responsibility for claims management,… more
- Truist (Richmond, VA)
- …compliance, supervision and/or administration. 3. Extensive knowledge of the broker /dealer and registered investment adviser industry. 4. Excellent written, verbal ... in business, accounting, finance, banking or equivalent education and related training . **General Description of Available Benefits for Eligible Employees of Truist… more
- Broadridge Financial Solutions (New York, NY)
- …role may be eligible for additional discretionary bonuses/incentives, and restricted stock units. #LI-NO1 We are dedicated to fostering a collaborative, engaging, ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Truist (Richmond, VA)
- …report; Form SIS, Form SSOI, Form OBS, Form Custody for registered broker /dealers.Support the Corporate Controller and Financial Reporting team on external financial ... Bachelor's degree in Accounting or Finance, or equivalent education and related training 2. 2-3 years of relevant accounting finance experience that includes complex… more
- Truist (Atlanta, GA)
- …and investigate potential compliance issues. Responsible for the selection, training , development, and evaluation of the teammates supervised. **Essential Duties ... degree 2. Trade, as well as Regulator or institutional broker dealer compliance experience preferred. The base salary for...be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you… more
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