- PNC (IL)
- …Compliance Program Advisor should have the following: * Capital Markets and or Broker Dealer experience * FINRA regulatory licenses (series 24 or 53) are preferred ... review and other business initiatives. - Developing and delivering regulatory compliance training to personnel on an ongoing basis. - Monitoring, researching, and… more
- U-Haul (Phoenix, AZ)
- …are balanced. + Plan and lead quarterly file reviews with TPA and broker . + Review existing programs and protocols to ensure adherence and identify opportunities ... Career stability + Opportunities for advancement + Valuable on-the-job training + Tuition reimbursement program + Free online courses...+ Paid holidays, vacation, and sick days + Employee Stock Ownership Plan (ESOP) + 401(k) Savings Plan +… more
- Broadridge Financial Solutions (Newark, NJ)
- …cut-offs to ensure instructions are processed accordingly + Learn and understand stock record, relating to various retail and institutional accounts + Process ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- nVent (Minneapolis, MN)
- …well-being, ID theft and 401(k). + Partner with nVent benefits team, vendors and broker to annually review nVent benefit plans, market trends and benefit costs to ... of absence process and contribute to leave of absence training . + Maintain knowledge of nVent disability plans as...insurance. + A 401(k) retirement plan and an employee stock purchase plan - both include a company match.… more
- Broadridge Financial Solutions (South Windsor, CT)
- …clean and safe work environment. + Notify Supervisors of any issues (machine, stock or service) that negatively affects operation of equipment or jeopardizes due ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Truist (Atlanta, GA)
- …II report; Form SIS, Form SSOI, Form OBS, Form Custody for registered broker /dealers 23. Support the Corporate Controller and Financial Reporting team on external ... in Accounting or Finance, or equivalent education and related training . 2. Eight years of relevant accounting or finance...be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you… more
- Republic Services (Phoenix, AZ)
- …with prospective new vendor partners, as needed. + Prepares and presents training to Division partners, and various corporate departments, to ensure proper knowledge ... of insurance programs, processes/procedures, and compliance. + Oversees lawsuit, broker and carrier management for all financial and professional lines of coverage.… more
- Broadridge Financial Solutions (New York, NY)
- …role may be eligible for additional discretionary bonuses/incentives, and restricted stock units. #LI-NO1 We are dedicated to fostering a collaborative, engaging, ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Broadridge Financial Solutions (Edgewood, NY)
- …cut-offs to ensure instructions are processed accordingly + Strong understanding of stock records, relating to various retail and institutional accounts, + Process ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Diageo (Plainfield, IL)
- …shipments and customs filings. + Build user capabilities through onboarding, training , and implementation of best-in-class tools. + Provide technical support and ... to 5 years' experience in import/customs/ trade compliance. + Licensed Customs Broker or Certified Customs Specialist preferred. + Ideal candidate would be… more