- Deloitte (Jersey City, NJ)
- …Additionally, you'll be involved in helping advise investment banks, primary broker dealers, attorneys and various asset originators on performing complex procedures ... (RMBS) and Collateralized Loan Obligations (CLO). Our clients include primary broker dealers and originators in the fixed-income industry. Specific areas of… more
- CIBC (New York, NY)
- …through the US broker -dealer, CIBC World Markets Corp., but may also support other affiliated entities within the company including, but not limited to, the ... the US Compliance Examination Plan established to ensure adherence with broker -dealer requirements and compliance with federal and self-regulatory organization (SRO)… more
- The Cigna Group (Walnut Creek, CA)
- …and existing distribution channels through segment expansion, capability development, broker engagement and successful execution of sales and retention strategies. ... and customer service; maintains strong external relationships with key broker and consulting firms in addition to key clients...an influential business leader who can impact and garner support from matrix partners across the Enterprise. - Strong… more
- AON (New York, NY)
- …level. It is anticipated that the position will eventually involve travel to support producers and sales efforts, and visit clients. How this opportunity is ... different Aon is the leading broker of tax insurance in North America. The tax...Doctor (JD) or Certified Public Accountant (CPA). How we support our colleagues Aon offers a comprehensive package of… more
- Siemens Energy (Orlando, FL)
- …of day-to-day import and export activity (eg, review of customs documents, broker instructions). + Directly supervises, mentors, develops, and assists the SE US ... actions with our partners and staff. Selection, instruction, and monitoring customs broker activities. Ensure the designated customs broker maintains compliance… more
- Highmark Health (Augusta, ME)
- …issues. + Participate in process improvement initiatives aimed at improving the group/ broker customer experience initiative. Actively support and roll out ... and Fulfillment to ensure timely and accurate mailings. + Support Management and staff by resolving group/ broker ...+ Support Management and staff by resolving group/ broker questions and escalated issues. + Lead and conduct… more
- T. Rowe Price (Baltimore, MD)
- …create real impact at work and in your community. Y ou'll enjoy resources to support your career path, as well as compensation , benefits , and flexibility to enrich ... over $1.7 trillion in assets under management globally. This role will support the US Intermediary business, consisting of Wealth Management and Retirement accounts… more
- Foresters Financial Services (Indianapolis, IN)
- … broker -dealer and registered investment adviser services, practice management support and innovative technology. "Cetera Financial Group" refers to the network ... Indianapolis, Indiana Apply Description What you will do: Perform clerical/administrative support function in the office including answering the telephone, filing,… more
- MetLife (Kansas City, MO)
- …strong in-market presence and build a robust customer relationship with the broker /consultant community. The leader manages a sales team that distributes MetLife ... team to deliver sales projections to senior leadership * Support and oversee negotiations with product and underwriting partners...drive engagement and performance. * Focus on Customers - Broker focused and Broker centricity, ensure focus… more
- Robert Half Legal (Dallas, TX)
- …initiatives aimed at enhancing compliance awareness across the organization. * Support stakeholders by drafting, reviewing, and revising broker -dealer compliance ... policies and procedures. * Provide expertise in broker -dealer compliance, leveraging industry knowledge to maintain standards and address challenges. Requirements *… more
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