- Intermountain Health (Murray, UT)
- …of existing groups in addition to the enrollment of new groups, with minimal support . Works closely with the managers and technical support personnel of other ... groups. 2. For new and renewing business, acts as liaison between Broker and Underwriting Department to review the information, risks, plan design, competition,… more
- Travel + Leisure Co. (Steamboat Springs, CO)
- …incomes (six figure income opportunity) that others dream about. Be a Dream Broker ! We provide weekly paychecks with the opportunity to earn monthly bonuses. Our ... most respected and successful training program Be a Dream Broker , experience isn't necessary the desire to create one...more hours per week to meet your needs and support you throughout your career with us. Travel +… more
- Cushman & Wakefield (Dallas, TX)
- **Job Title** Senior Brokerage Coordinator **Job Description Summary** Supports broker teams through day-to-day administration, report preparation, and related ... activities. The coordinator will support the work of the Agency Leasing team which...various departments within the organization on behalf of the broker team to ensure they are able to meet… more
- GE Vernova (New York, NY)
- …products and services, including third-party fundraising and management. + Broker -Dealer Compliance: Coordinate and execute compliance obligations for regulated ... securities transactions arranged through a registered Broker -Dealer and Financial Industry Regulatory Authority (FINRA) member firm, including private placements and… more
- Travel + Leisure Co. (San Diego, CA)
- …incomes (six figure income opportunity) that others dream about. Be a Dream Broker ! We provide weekly paychecks with the opportunity to earn monthly bonuses. Our ... and successful training program **Wyndham Destinations:** Be a Dream Broker , experience isn't necessary the desire to create one...more hours per week to meet your needs and support you throughout your career with us. Travel +… more
- Scotiabank (Dallas, TX)
- …to ensure adequate controls over finance functions (eg, banking & broker -dealer activities/reporting) and validate source documents. + Maintain a thorough ... appropriate audit plans/activities for assigned areas (eg, banking & broker -dealer regulatory reporting, financial reporting, product control, human resources,… more
- Charles Schwab (Westlake, TX)
- …and work with Funding desk to optimize the execution of term borrowings across the Broker -dealer and Parent entities to support the metric + Work closely with ... planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the… more
- Santander US (Miami, FL)
- …controls related to the Swap Dealer (eg Dodd Frank/EMIR/MiFid) and coverage for Broker Dealer controls in coordination with the controls Team. Act as back up ... for Broker /Dealer controls where needed. This includes ensuring high service...teams on continuous improvement, automation, and transformation efforts. * Support onboarding of new processes or products into Operations… more
- Athene (West Des Moines, IA)
- …for leading and developing a team of Internal Wholesalers within the Broker Dealer distribution channel. This role oversees daily sales activities, drives business ... the department. + Is a key partner with the Divisional Vice President, Broker Dealer Channel in ensuring internal and external wholesaler partnerships are working… more
- Vanguard (Malvern, PA)
- …and dynamic team that performs Treasury Functions consisting of moving and reconciling broker dealer cash activity. The VMC Treasury Liaison will perform the newly ... is a Vanguard legal entity which is a registered broker -dealer and provides brokerage services as a self-clearing ...mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee… more
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