- TD Bank (Boston, MA)
- …of TD Private Client Wealth, LLC. TD Bank's Registered Investment Advisor and Broker Dealer. **Depth & Scope:** + Provides people management leadership by hiring the ... and oversight of all regulated activities (SEC, FINRA) + President of US Broker -Dealer (Series 24) overseeing the securities business activities of all RIA and BD… more
- Panasonic North America (De Soto, KS)
- …classification, valuation, and country of origin issues for imported commodities. + Support of foreign trade zone issues. + Ensure compliance with other government ... Schedule B, and party screening. + Increase knowledge of Panasonic product lines to support the compliance function. + Support to PNA Finance as required for… more
- AIG (Los Angeles, CA)
- …expertise necessary to deliver customized, compliant and seamless solutions that support our clients' risk management objectives. With in-depth knowledge of local ... wherever in the world their businesses take them. Role Summary External broker and client facing role providing the day-to-day servicing and multinational technical… more
- Atria Wealth Solutions (Williston, VT)
- CUSO Financial Services, LP. (CFS) is seeking an Investment Sales Assistant to support one of our Financial Advisors at New England Federal Credit Union in the ... our Facebook (https://www.facebook.com/NEFCUVT/) page. To request financial or other support , please see our charitable giving guidelines (https://www.nefcu.com/connect/about/community.html) .… more
- Zurich NA (New York, NY)
- …+ Develop and maintain relationships with distributors (agents & brokers) in support of business retention and acquisition and works with customers and distributors ... and provide solutions. Work closely with marine specialists and global brokers + Support the organization's sales culture by being a Help Point for agents, brokers… more
- Wells Fargo (Lincoln, NE)
- **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career ... this role, you will:** + Lead or participate in support functions for multiple business groups and contribute to...are not eligible to be associated with a FINRA-registered broker -dealer. Successful candidates must also meet and comply with… more
- Wells Fargo (Roanoke, VA)
- **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career ... service and technology inquiries from Financial Advisors, the branches, and other Support Center associates + Act as a liaison between Market Leaders, Branch/Area… more
- TD Bank (Greenville, SC)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Financial Advisor Support Specialist acts as a point of client contact accountable to serve the ... The role serves as the primary administrative and service support for the Financial Advisors (FAs) and their clients....Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- Zurich NA (Dallas, TX)
- …talent in the business + Use your risk management, accounting, and/or finance experience to support the needs of our customers + Have the autonomy and freedom to be ... the organization's appetite, balanced with sound business opportunity. + Make agent/ broker /customer and on-sight calls with a planned and well-prepared purpose. +… more
- Zurich NA (Birmingham, AL)
- …Surety business + Internal marketing and production within Zurich North America in support of our cross-sell efforts + Execution of the external marketing strategy + ... Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on...more years of experience in the Claims or Underwriting Support areaOR + Zurich approved Apprenticeship program including an… more
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