- SMBC (New York, NY)
- …regulatory exams, internal audits, periodic reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and ... testing activities. - Support regulatory exams and reviews from external bodies such...Risk and other risk stripes under the Swap-Dealer and Broker -Dealer legal entity CRO umbrella. - Track and manage… more
- CalSTRS (Sacramento, CA)
- …general direction of the Portfolio Manager, the IO I provides investment knowledge and support to assist in the management of the total Global Equity portfolio and ... of analytical and technical work, including special projects to support the objectives of GE. The incumbent is expected...Branch, you will be required to disclose your personal broker account information and be required to utilize a… more
- Charles Schwab (Lone Tree, CO)
- …audited financial statements for applicable subsidiary entities, including Schwab's broker -dealer, bank, and international subsidiaries. The SEC Reporting group ... GAAP, financial reporting principles, and SEC regulatory requirements. + Relevant broker /dealer, banking, or other financial services accounting experience a plus. +… more
- Valvoline (Nashville, TN)
- …store networks. Additionally, this role defines and maintains a geographically extensive broker and developer network that creates opportunity for the placement of ... **Responsibilities:** + Researches new and existing submarkets through forecasting tools, broker networks, and market surveys and visits. Responds to unsolicited… more
- Sulzer Pumps US Inc. (La Porte, TX)
- …of all outbound international shipments, with customer, freight forwarder, and import broker . + Assist in arranging outside vendors for special services, ie -* ... customs contacts to ensure compliance on international shipments. + Monitor customer broker , supplying needed assistance to ensure quick and efficient resolution of… more
- Principal Financial Group (Houston, TX)
- …Benefits area in Houston. In this role, you'll partner closely with the broker community to sell group employee benefit products (life, dental, disability, vision, ... Territory Development + Sales, Growth and Retention + Building Broker Relationships This position is also a phenomenal way...experiences, backgrounds, and talents of our employees. And we support our employees the same way we support… more
- Brightstar Lottery (Providence, RI)
- …existing benefit offerings and recommend enhancements or alternatives to support employee inclusion, well-being, retention, and cost-efficiency. + Conduct ... offerings. + Partner with regional and local HR teams and external broker consultants to ensure local relevance, regulatory compliance, and proper program delivery.… more
- AON (Lake Mary, FL)
- …The Account Manager's time will vary from day to day based on current client, broker and carrier needs. + Serve as the client main point of contact for assigned ... and conditions of the applicable incentive plan. How we support our colleagues: Aon offers a comprehensive package of...vary from day to day based on current client, broker and carrier needs. + Serve as the client… more
- Adecco US, Inc. (Framingham, MA)
- …on Apply Now** **Job Summary:** This role is a great opportunity to support inclusive trade compliance team and become familiar with our business model, internal ... entry, entry auditing, as well as reporting & analytics support . You will collaborate across our Trade Compliance team...& Audit teams in performing entry audits focused on broker compliance, SOX, ADD/CVD, and classification * Supports post… more
- Robert Half Finance & Accounting (Dallas, TX)
- …the integrity of financial systems and delivering accurate insights to support strategic decisions. Responsibilities will include: * Supervise matters relating to ... firm. * Responsible for the monthly net capital computation of the related Broker /Dealer, and the quarterly preparation of information needed for FINRA filings. *… more