- Robert Half Finance & Accounting (Chicago, IL)
- …emphasizing the importance of a work-life balance. Position Purpose: The Broker -Dealer Regulatory Reporter is responsible for compiling, analyzing, and submitting ... and legal to gather information and address regulatory concerns. + Audit Support : Assist internal and external auditors with regulatory reporting related inquiries.… more
- Cleveland Research Company (Cleveland, OH)
- …in the market. Cleveland Research Company, LLC, an equity research firm and Broker Dealer registered in Cleveland, Ohio, is seeking a qualified candidate to help ... and mitigating potential conflicts and risks associated with a Broker Dealer firm. Our Compliance Department develops and maintains...staff, and peers. + Other duties as assigned to support the CCO and Compliance Team Required Qualifications +… more
- Zurich NA (Albany, NY)
- …and regulations and rating manual rules + Developing and maintaining agency and broker relationships + Working within broad limits and authorities on highly complex ... Equivalent and 6 or more years of experience in the Claims or Underwriting Support areaOR + Zurich Certified Insurance Apprentice including an Associate Degree and 1… more
- AIG (New York, NY)
- …of profit center strategic initiatives and providing technical underwriting and marketing support on other projects + Assisting regional manager and product leaders ... in developing existing and establishing new broker relationships + Collaborating with Distribution, Territory Managers, and...our customers. At AIG, you can go further to support individuals, businesses, and communities, helping them to manage… more
- Teledyne (Dallas, TX)
- …the company's import/export compliance program and provide day to day operational support and guidance for all Teledyne employees at these locations. **Essential ... deemed exports; anti-boycott reporting; preferential trade program recordkeeping; and broker /freight forwarder compliance. + Monitor and resolve import and export… more
- CalSTRS (Sacramento, CA)
- …Management unit to produce case projections for liquidity management to support investment accounting activities. The ideal candidate will possess the following ... Branch, you will be required to disclose your personal broker account information and be required to utilize a...account information and be required to utilize a personal broker from a designated list as provided by CalSTRS.… more
- CalSTRS (Sacramento, CA)
- …independently performs a wide range of technical and analytical duties in support of Facilities Services' invoice processing and contract management processes. The ... Branch, you will be required to disclose your personal broker account information and be required to utilize a...account information and be required to utilize a personal broker from a designated list as provided by CalSTRS.… more
- Wells Fargo (Seattle, WA)
- …and competing priorities + Experience in branch office supervision, compliance, broker -dealer governance, sales supervision **Job Expectations:** + Ability to travel ... disqualification are not eligible to be associated with a FINRA-registered broker -dealer. Successful candidates must also meet and comply with ongoing regulatory… more
- AIG (New York, NY)
- …to underwriting. You will also aim to generate new business by expanding your broker network, attending broker events, and building new relationships across the ... ever-better solutions to our customers. At AIG, you can go further to support individuals, businesses, and communities, helping them to manage risk, respond to times… more
- AIG (Scottsdale, AZ)
- …manage and resolve cases; communicating file updates and reserves to the broker , insured, and underwriter when appropriate; attending mediations to resolve cases; ... cases + Communicating file updates and reserves to the broker , insured, and underwriter when appropriate + Attending mediations...our customers. At AIG, you can go further to support individuals, businesses, and communities, helping them to manage… more