- Capital One (Richmond, VA)
- Associate Broker Dealer Risk Specialist **The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly motivated Risk Management ... methods. The Associate Risk Specialist's primary responsibilities will be to provide support to the FINRA registration and licensing process for associates and the… more
- AON (New York, NY)
- Aon is looking for an Account Executive / Broker II in New York City! Are you looking for an opportunity to take the next step in your Construction & Infrastructure ... learning? Our Construction Services Group is seeking an Account Executive/ Broker II to join their New York City team....days of hire if not already active How we support our colleagues In addition to our comprehensive benefits… more
- Anywhere Real Estate (Birmingham, AL)
- **SUMMARY:** Interested in shaping our Broker Experience strategy across Anywhere Real Estate? Come join us! The Broker Platform has never been more important to ... to deliver compelling, valuable and impactful experiences to our broker . We are looking for individuals who can help...is important. + Strong time management skills - to support multiple products and assignments + Track record of… more
- ADM (Chicago, IL)
- **99777BR** **Job Title:** Senior Broker - Chicago, IL **Department/Function:** Investor Relations **Job Description:** **Senior Broker - Chicago, IL** Archer ... Financial Services (AFS) is a wholly owned subsidiary and Guaranteed Introducing Broker of ADM Investor Services. AFS provides customers with superior service in… more
- Coinbase (St. Paul, MN)
- …Coinbase's regulatory obligations across the business. This role will provide critical support to Coinbase Capital Markets ("CCM" a FINRA member broker -dealer) ... you (ie. job requirements):* * 7+ years experience working in a retail broker -dealer compliance team. * Comfortable working in a fast-paced environment with high… more
- Robert Half Legal (San Diego, CA)
- Description Financial Services Company Seeks Senior Attorney Focused on Broker -Dealer Compliance & FINRA Arbitrations About Firm & Position: A well-established ... financial services organization is seeking a Associate General Counsel - Broker -Dealer Regulatory Compliance to join its growing corporate legal department. This… more
- Pacific Program Management (Chicago, IL)
- …for successful completion. Collaborate with Research and Sales Enablement professionals to support broker business development strategies via by social media, ... development and team management, responsibilities include business development (pitch/proposal) support , research and development of marketing and content programs,… more
- Anywhere Real Estate (Seattle, WA)
- Director, Broker Services Reports to National VP The Director of Broker Services will report to the National Vice President. This individual will support the ... The Operations Director will oversee and streamline the operational activities that support ERA franchise owners, leadership, and Growth Consultants. This role is… more
- Humana (Denver, CO)
- …part in the overall success of a team? If so, join Humana's Broker Relationship Manager team. Humana has an inclusive and diverse culture welcoming candidates ... with multilingual skill sets to service our consumers. The Broker Relationship Manager (BRM) is responsible for managing all...coordinate on a national level. You will maintain and support all external field sales resources within the market… more
- Vanguard (Malvern, PA)
- …high-impact legal agreements-from securities lending and repurchase transactions to broker /dealer trading and platform documentation. You'll partner with internal ... stakeholders to advise on global legal issues, support innovative financial products, and help shape the future of governance and compliance across Vanguard's… more