- Raymond James Financial, Inc. (New York, NY)
- … integrity. + Act as a subject matter expert on Capital Markets compliance , keeping abreast of regulatory updates and industry trends. + Continuously assess ... Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead... Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance… more
- Citigroup (Charlotte, NC)
- …and experienced Data Lead to manage and drive the strategic direction of the Capital Planning and Management data domain. The successful candidate will be a key ... to collaborate effectively with cross-functional teams. The Data Domain Lead for Capital Planning and Management (CPM) is responsible for driving the execution,… more
- Citigroup (New York, NY)
- …role that requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk, Internal Audit or Compliance background a plus) + ... activities are safeguarding assets, lending money, making payments, and accessing the Capital Markets on behalf of our clients. Citi's Mission and Value Proposition… more
- Citigroup (Queens, NY)
- …model validation, documentation, and regulatory submission. Embedding controls across capital calculation processes for Basel IV compliance . + Regulatory ... This Senior Vice President ( SVP ) position within Citi's Capital Planning...data sourcing, trade classification, and risk factor mapping for regulatory capital computation. Overseeing system enhancements and… more
- Banc of California (Menlo Park, CA)
- …closing credit requests with limited assistance or counsel. + Adhere to all corporate compliance and regulatory needs including but not limited to all ... Silicon Valley and other regions in the West. The SVP and their team will also support existing client...to market the Bank and develop relationships with venture capital firms, venture backed technology or life science companies,… more
- Clean Harbors (Norwell, MA)
- …standards, training, processes and actions throughout the business organization to ensure regulatory compliance . + Develop, align and implement annual and short ... measurable improvements through both leading and lagging performance indicators. The SVP will ensure sustained compliance , risk mitigation, and cultural… more
- HSBC (New York, NY)
- …our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for ... gaining significant business and sustainable returns for the Group. As our SVP /VP Global Corporates you will: + Develop and maintain 'trusted advisor' relationship… more
- Citigroup (New York, NY)
- …partnership with the business product team on all aspects of legal and regulatory risk assessment of proposed large FX transactions, including but not limited to ... of drafting complex documentation of FX transactions** **Advising on regulatory requirements and risks in connection with transaction structures** **Building… more
- Citigroup (Tampa, FL)
- …activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. Citi's Mission and Value Proposition ... to digital assets, and maintaining continuous awareness of industry trends, regulatory changes, and infrastructure issues specific to this domain. + **Hands-on… more
- Wellpath (Nashville, TN)
- …capital deployment. + Required: Strong understanding of healthcare compliance , reimbursement, and operational dynamics. + Preferred: Behavioral health experience, ... **Oversee Cross-Functional Due Diligence** - Manage operational, financial, clinical, and compliance due diligence with internal teams and external advisors. +… more