- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important ... advisory, training, surveillance and analytical functions to support CIBC's Swap Dealer Compliance program. The Swap Dealer...support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …at Fifth Third Bank. GENERAL FUNCTION: Assist the Compliance Director of the Swap Dealer, Capital Markets and Volcker in the development and implementation of Fifth ... Third Bank's Swap Dealer, Capital Markets and Volcker compliance programs. This...position requires in-depth knowledge of Dodd Frank regulations governing Swap Dealers (Title VII), including Commodity Futures Trading Commission… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring specific individual goals,...to support compliance testing for Scotiabank's compliance of CFTC Swap Dealer, SEC Security Based Swap Dealer… more
- Citigroup (Jersey City, NJ)
- …performing independent testing activities (testing and monitoring) within the global Volcker, Swap Dealer, Counterparty Trading & Risk CIA program to assess the ... reporting of compliance testing reviews and issue validation activities for the Volcker, Swap Dealer, Counterparty Trading & Risk CIA program in accordance with CIA… more
- PNC (Chicago, IL)
- …the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer. This position is primarily based in a ... PNC location. Preferred locations are listed in this requisition. Responsibilities require time in the office or in the field on a regular basis. Some responsibilities may be performed remotely, at manager's discretion. Are you interested in an opportunity to… more
- The Albany Auto Group (Latham, NY)
- Description The Albany Auto Group is looking for Swap Drivers / Dealer Trade Driver. In this position, you will be driving dealer trade cars to and from other ... dealerships, inspecting vehicles for defects, filling cars with gas and delivering paperwork. This position works in a PT capacity, and as needed. Although most are done weekdays, Saturday availability is always helpful. Responsibilities *Ensure necessary… more
- ManpowerGroup (New York, NY)
- …financial services firm, is seeking an Internal Auditor to join their team. As a Swap Dealer Auditor, you will be part of the audit team supporting the swap ... and a strong background in auditing and regulatory compliance. **Job Title:** Swap Dealer Auditor **Location:** New York, New York (Remote) **Pay Range:**… more
- ManpowerGroup (New York, NY)
- …Range:** $80-85/HR W2 **What's the Job?** + Conduct comprehensive audits of swap dealer activities to ensure compliance with regulatory requirements. + Assess the ... effectiveness of internal controls related to swap transactions and recommend improvements as needed. + Stay...in the financial services industry with a focus on swap transactions. + Strong knowledge of regulatory requirements related… more
- Citigroup (Getzville, NY)
- …Title VII (CFTC/SEC), and Canada. The team is responsible for the NAM Swap /Security-based Swap Trade Reporting, along with the ongoing governance, oversight of ... testing teams, and internal audit, with respect to Citi's global swap and security-based swap dealing activities. The role combines specialty knowledge of CFTC,… more
- TXNM Energy (Albuquerque, NM)
- …price, quantity, terms, etc., under available agreements to buy, sell, or swap wholesale power with regional, national utilities, and other power marketing entities ... terms, etc., under available agreements to buy, sell, or swap wholesale power with regional, national utilities, and other...terms, etc., under available agreements to buy, sell, or swap wholesale power with regional, national utilities, and other… more