- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important ... advisory, training, surveillance and analytical functions to support CIBC's Swap Dealer Compliance program. The Swap Dealer...support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …at Fifth Third Bank. GENERAL FUNCTION: Assist the Compliance Director of the Swap Dealer, Capital Markets and Volcker in the development and implementation of Fifth ... Third Bank's Swap Dealer, Capital Markets and Volcker compliance programs. This...position requires in-depth knowledge of Dodd Frank regulations governing Swap Dealers (Title VII), including Commodity Futures Trading Commission… more
- Citigroup (Jersey City, NJ)
- …performing independent testing activities (testing and monitoring) within the global Volcker, Swap Dealer, Counterparty Trading & Risk CIA program to assess the ... reporting of compliance testing reviews and issue validation activities for the Volcker, Swap Dealer, Counterparty Trading & Risk CIA program in accordance with CIA… more
- PNC (Chicago, IL)
- …the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer. This position is primarily based in a ... PNC location. Preferred locations are listed in this requisition. Responsibilities require time in the office or in the field on a regular basis. Some responsibilities may be performed remotely, at manager's discretion. Are you interested in an opportunity to… more
- The Albany Auto Group (Latham, NY)
- Description The Albany Auto Group is looking for Swap Drivers / Dealer Trade Driver. In this position, you will be driving dealer trade cars to and from other ... dealerships, inspecting vehicles for defects, filling cars with gas and delivering paperwork. This position works in a PT capacity, and as needed. Although most are done weekdays, Saturday availability is always helpful. Responsibilities *Ensure necessary… more
- ManpowerGroup (New York, NY)
- …financial services firm, is seeking an Internal Auditor to join their team. As a Swap Dealer Auditor, you will be part of the audit team supporting the swap ... and a strong background in auditing and regulatory compliance. **Job Title:** Swap Dealer Auditor **Location:** New York, New York (Remote) **Pay Range:**… more
- Citigroup (Getzville, NY)
- …Title VII (CFTC/SEC), and Canada. The team is responsible for the NAM Swap /Security-based Swap Trade Reporting, along with the ongoing governance, oversight of ... testing teams, and internal audit, with respect to Citi's global swap and security-based swap dealing activities. The role combines specialty knowledge of CFTC,… more
- ManpowerGroup (New York, NY)
- …Range:** $80-85/HR W2 **What's the Job?** + Conduct comprehensive audits of swap dealer activities to ensure compliance with regulatory requirements. + Assess the ... effectiveness of internal controls related to swap transactions and recommend improvements as needed. + Stay...in the financial services industry with a focus on swap transactions. + Strong knowledge of regulatory requirements related… more
- Insight Global (New York, NY)
- …A global banking client is looking to hire an Internal Auditor with Swap Dealer expertise. In this role, you will master and maintain comprehensive knowledge ... of the firm's Swap Dealer compliance framework while executing end-to-end compliance audits,...Risk Management, or Compliance roles - Demonstrated expertise in swap dealer regulatory frameworks, including: Title VII of the… more
- Citigroup (New York, NY)
- …investments and hedging activities through derivative instruments such as interest rate swap and cross-currency swap . Provide analysis of macroeconomic factors, ... including interest rate, sovereign curves, cross currency basis spread, and swap spread, to advise on investment strategies with focus on non-USD balance sheet… more