- Truist (Charlotte, NC)
- …watchlist management, and amendments/waivers, as well as executing compliance, audit and regulatory guidelines and reviews. The group is also responsible for early ... Fluent in Microsoft Office (Word, Excel and Powerpoint); ability to navigate Truist's systems and applications. + Develop a working knowledge of Truist products and… more
- JPMorgan Chase (New York, NY)
- …client segments. + Strategize the integration of aggregated data into JPM systems to enhance overall client service and operational efficiency. + Collaborate with ... tooling to onboard new clients efficiently. + Ensure the solution meets regulatory requirements and industry standards. + Drive continuous improvement and innovation… more
- JPMorgan Chase (Jersey City, NJ)
- …team. + Promote a robust risk and control environment, ensuring compliance with regulatory requirements. + Represent WLS in various business and risk forums, support ... rapidly changing environment with a desire to learn new principles and systems quickly. + Critical decision-making abilities, including the ability to identify,… more
- BMO Financial Group (New York, NY)
- …internal stakeholders and external clients with varying backgrounds + Proficient in CRM systems and data analysis to track and manage sales performance + Strong ... leadership, communication, and interpersonal skills + Strong understanding of relevant regulatory and financial concepts + Advanced deal execution and/or project… more
- JPMorgan Chase (Plano, TX)
- …define and execute the data strategy, aligning with organizational goals and regulatory requirements. + Establish and enforce data governance policies and procedures ... to consolidate data from various sources, ensuring seamless data flow across systems . + Evaluate and recommend data management technologies and tools that enhance… more
- JPMorgan Chase (Plano, TX)
- …security configuration best practices, etc. + Ability to understand complex technical systems , the business processes they support, assess the inherent risks, and ... of how cloud and on-premises security controls support federal and international regulatory compliance requirements + One or more information security or cloud… more
- JPMorgan Chase (Brooklyn, NY)
- …role emphasizes ensuring the end-to-end control framework supports robust governance and systems to identify, quantify, manage, and monitor risk. You will drive the ... to maintain a robust escalation framework. + Execute and deliver against regulatory commitments and firmwide programs. + Deliver appropriate messaging to Controls… more
- JPMorgan Chase (Miami, FL)
- …knowledge of all fiduciary products and services, including all legal, tax and regulatory requirements applicable to fiduciary relationships + Minimum of 7 years of ... internal procedures involving distributions, account maintenance, account opening/closing, Investment Systems and Annual Reviews, and management of overdrafts - is… more
- Citigroup (Tampa, FL)
- …whether for real-world needs or as part of our scenario planning and regulatory reporting. While that sounds straightforward, it's a meaningful undertaking to move ... away from siloed and complex processes, legacy systems , and activity-based metrics that have held us back in the past. **Overview of the Role:** The Data Quality… more
- SMBC (New York, NY)
- …opportunities and enhance our position in the market. + Understand external regulatory matters and internal compliance and policies and procedures; pro actively ... licenses required: SIE, 79 and 63 Education: + Required: BA / BS Software Systems + MS Office Suite - Word, Excel, PowerPoint; Bloomberg + Strong proficiency… more