- T. Rowe Price (Owings Mills, MD)
- … provisions, distribution calculations, qualification requirements, shareholder tax reporting and tax compliance for mutual funds and ETFs. You will ... this Position We are seeking an adaptable and innovative tax senior manager to join our Investment...also apply taxation of financial products knowledge to fund holdings. We utilize an external tax … more
- US Bank (Milwaukee, WI)
- …senior level Fund Administrators on regulatory compliance reporting for assigned mutual fund clients. Responsible for primary contact with fund ... including coordination of financial projects, including mutual fund expense management and communication of fund ...legal, regulatory and accounting principles which directly affect the mutual fund industry and their clients +… more
- City National Bank (Jersey City, NJ)
- …qualified investment advisory accounts is a plus. * Advise on issues relating to mutual funds , fund -related agreements, and regulatory filings. * Work with ... * SENIOR COUNSEL- LEGAL & WEALTH MANGEMENT* WHAT IS...and its registered investment adviser, broker-dealer, and registered investment fund subsidiaries and affiliates with respect to wealth management… more
- Wellington (Boston, MA)
- …of 30 June 2024, we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 60 countries. Our innovative investment solutions are ... the firm, including private investment valuation and operations, investment product and fund services, legal & compliance, tax , and information technology to… more
- JPMorgan Chase (New York, NY)
- …emerging market debt. Our solutions are available to individual clients through our active mutual fund and ETF offerings as well as institutional clients. Our ... New York, Los Angeles, and San Francisco. + **Hedge Funds :** We manage hedge fund portfolios for...JPMorgan Asset Management. Clients access MAS's strategies through active mutual funds , model portfolios, and custom institutional… more
- HUB International (Bethesda, MD)
- …CFP required **Knowledge and Skills:** + Wealth management experience with fee-based consulting, tax , mutual funds , money manager programs, insurance and ... building success by developing relationships with others **Job purpose:** As a Senior Wealth Advisor, you will work directly with referral partners, and prospective… more
- HUB International (Albuquerque, NM)
- …CFP required **Skills and Knowledge** + Wealth management experience with fee-based consulting, tax , mutual funds , money manager programs, insurance and ... due to our industry leading success in mergers and acquisitions. As a Senior Wealth Advisor, you will work directly with referral partners, and prospective clients… more
- Thrivent Financial (WI)
- …but not limited to, Life Insurance, Disability Insurance, Long-Term Care Insurance, Annuities, Mutual Funds , Brokerage, etc. + Prepare and coordinate a wide ... practice for Thrivent in Central Wisconsin, is looking for a full-time Senior Client Services Administrator (CSA) focused on application processing and related work… more
- Bank of America (Charlotte, NC)
- …for the Automated Investment (Sweep) product including the high-risk process of the Mutual Fund Trades, wires, and financial entries. 1099, 1042 reporting and ... Senior Operations Analyst Dallas, Texas;Charlotte, North Carolina; Phoenix,...and spelling) and verbal communications. + Working knowledge of tax forms + Working knowledge of 1099's / 1042's… more
- Citigroup (New York, NY)
- …management and organizational skills. + Broad understanding of key product structures ( mutual funds , SMAs, alternatives, ETFs, etc) + FINRA Securities Industry ... Private Bank and Citi Private Bank brands _._ The Senior Wealth Management Relationship Manager is responsible for coordinating...wealth management services, with a focus on estate planning, tax strategies, and business succession for HNW and UHNW… more