- MUFG (Tempe, AZ)
- …Summary** **WORK EXPERIENCE:** + Experience in compliance testing, regulatory examination, audit , or risk management. + Exposure to regulatory exams or inquiries. ... optimism, resilience, flexibility, and openness to others' ideas + Leverages available technology to drive efficiency and results. + Values learning as a lifelong… more
- Citigroup (Tampa, FL)
- …Risk, Treasury, Financial Planning & Analysis, as well as Enterprise Technology , & Operations. **Responsibilities:** + Primary responsibilities are focused on data ... + Partner with senior stakeholders across the firm, including Risk, Finance, Audit to provide updates on regulatory developments and impact assessments. + Work… more
- Citigroup (Tampa, FL)
- …the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which ... external). Develops performance matrices to track defects, productivity. Ensures clean audit results. Efficiently and effectively manages new projects and ensures… more
- JPMorgan Chase (Tampa, FL)
- …process improvements, providing subject matter expertise on critical process and technology initiatives aligned with WKOR's core objectives + Oversee governance and ... qualifications, skills, and capabilities:** + Prior experience in KYC, AML, Compliance, Audit , Risk, Controls, or related fields + Familiarity with a wide range… more
- MUFG (Tempe, AZ)
- …vendor contracts, and all future contracts, Regulatory Engagement and Audit /Issues Management FCoA Oversight and Reporting, and Administrative Duties ... Microsoft Office products (Word, Excel, PowerPoint) and experience with compliance technology systems + Ability to manage multiple projects simultaneously and work… more
- Citigroup (New York, NY)
- …components and strategy code. + Work in close partnership with Sales team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order ... to ensure appropriate governance and compliance with industry regulations. + Build a culture of responsible finance, good governance and supervision, expense discipline and ethics. + Be familiar with and adhere to Citi's Code of Conduct and the Plan of… more
- Citigroup (Tampa, FL)
- …access, authentication (LDAP, SSO), and role-based access control (RBAC). + Ensure audit logging, compliance with enterprise security and data privacy policies. + ... degree or equivalent experience + Master's degree preferred **Job Family Group:** Technology **Job Family:** Systems & Engineering **Time Type:** Full time **Primary… more
- Aegon Asset Management (TX)
- …which includes Finance, People and Places, General Counsel, Risk, Internal Audit , Strategy and Development, and Corporate Affairs, which covers Communications, ... + Ability to work as part of a team + Proficient using technology Preferred Qualifications + Master's degree + External wholesaling of financial services products… more
- SMBC (Jersey City, NJ)
- …in executing the Periodic l Controls Attestation process and managing related technology platform in interim state + Assists in providing guidance on assessment ... and supports interactions with Operational Risk, Enterprise Risk and Internal Audit , pertaining to processes, risks and controls. + Supports the Functions… more
- Citigroup (Tampa, FL)
- …standards. Setup appropriate governance and oversight framework. Support all the audit , internal and external review engagements. Ensure all regulatory and tax ... **Stakeholder Collaboration** : Collaborate with compliance, risk, legal, operations, technology , product owners, report owners, Enterprise data & regulatory… more