- Principal Financial Group (Des Moines, IA)
- …risk analysis and mitigation, green and healthy building certifications, and property manager training and support. + Respond to investor and consultant requests for ... and internal teams. Operating at the intersection of financial services and technology , Principal builds financial tools that help our customers live better lives.… more
- Scotiabank (Houston, TX)
- …external contacts. Participate in client meetings along with the Relationship Manager . Occasionally attend client meetings without the supervision of the ... Relationship Manager . Complete post-meeting follow up, including preparation of call...as new or increased lending facilities, acquisition financing pitches, trading opportunities (commodities, IRS). Analyze material associated with new… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to acquire information necessary to analyze investment structures, offering terms, trading and operations, along with legal and compliance programs. The Senior ... unreviewed decision making and autonomy with respect to fund manager interactions. Upon completion of review, it is expected...and regulatory requirements. * Create and execute an annual project plan to cover all required ongoing operational due… more
- Vistra (Irving, TX)
- …Interaction with personnel associated with the following internal working groups; trading , information technology , retail sales, marketing, accounting and other ... processes of internal and external reporting obligations. + Under guidance of manager and staff attorneys will gather evidence and assist in composing routine… more
- TD Bank (New York, NY)
- …Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge of Corporate Investment Banking and Capital Markets + Strong ... decisions in a fast-paced and high pressured environment. + Ability to project confidence and professionalism in dealings with senior business personnel. + Strong… more
- BMO Financial Group (New York, NY)
- …provider offering equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, securitization, treasury ... market risk management, debt and equity research, and institutional sales and trading . BMO Capital Markets has approximately 2,700 professionals in 33 locations… more