- SMBC (Jersey City, NJ)
- …in Banking or Financial Services industry + 7+ years of experience in an Operational Risk or Compliance Risk role **Education:** + Required: BA/BS + ... portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays... function plays a critical role in strengthening the Compliance function's risk and control environment by… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Recommend protocols for compliance testing. + Contribute updates to the compliance risk assessment. + Support post-implementation validation based on risk ... bench strength and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II - Newline Total Base Pay Range 80,500.00… more
- TD Bank (New York, NY)
- …analysis on regulatory/ compliance / technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with ... more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core ...are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk .… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD) Team in managing and delivering employee ... + Navigate complex business units, rules, and regulations on moderate to high- risk compliance matters. + Exercise independent judgment while developing expertise… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy... Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions Fraud ... to fraud activities executed in 1LOD, and maintains fraud regulatory/ compliance risk levels within the firm's ...global functions, including Legal, Risk , Operations and Technology , and Finance to prevent and detect non- compliance… more
- CUNY (New York, NY)
- …performance bottlenecks, and compliance risks. Reporting to the Chief Technology Officer , the incumbent will: drive network modernization, cloud integration, ... Deputy Chief Technology Officer , CUNY Network Services **POSITION...cybersecurity resilience. + Deep proficiency in IT governance, regulatory compliance , and risk management, with experience enforcing… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... . **What You'll Do** + Acting as a senior compliance officer and Compliance team...compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective… more
- Vanguard (Malvern, PA)
- …compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard ... and interpersonal abilities. Proficiency in data analytics and familiarity with compliance technology solutions. + Knowledge: In-depth understanding of financial… more
- Medtronic (Los Angeles, CA)
- …**A Day in the Life** We are seeking a strategic, experienced, and proactive Chief Compliance Officer (CCO) to lead and manage the global compliance and ... mechanism. + Partner with internal audit and legal teams to manage compliance risk assessments and audits. **Required Qualifications:** + Bachelor's degree… more