- ExxonMobil (Spring, TX)
- …**What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor. Become part of a team responsible for monitoring and managing the ... compliance activities associated with ExxonMobil's gas and power, crude,...meet deadlines Prefence for experience with gas and power trade desk **Your Benefits** An ExxonMobil career is one… more
- ManpowerGroup (Milwaukee, WI)
- …Other Key Details * Global experience: * Understands cross-border legal risks and compliance requirements. * Can advise on international trade laws, data privacy ... legal professional to serve as Corporate Secretary and Chief Ethics and Compliance Officer for ManpowerGroup. This position is critical to ensure sound corporate… more
- Scotiabank (Tampa, FL)
- Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition ID:** 222945 **Salary Range:** 153,000.00 - 256,275.00 _Please note that the Salary ... an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa,...CC and Regulation J, and industry best practices. + Trade products requirements and industry best practices. + Commercial… more
- Lowe's (Mooresville, NC)
- …Impact** The primary purpose of the Senior Manager, Regulatory Affairs and Marketplace Compliance is to lead the development and operationalization of our trust and ... implementing, and overseeing policies, processes, and controls that ensure compliance with regulatory requirements, internal policies, and industry best practices.… more
- The Hertz Corporation (Estero, FL)
- …a global company or a law firm. + Strong knowledge of key compliance topics, such as anticorruption, economic/ trade sanctions, fraud, antitrust, etc., including ... **Job Description** The Ethics and Compliance Director, in conjunction with the broader Hertz Ethics and Compliance team and under the authority of the Chief … more
- Generac Power Systems (Waukesha, WI)
- …identified and addressed throughout the organization, which shall include, regulatory compliance support for areas such as international trade , ... an important role in serving as the principal corporate compliance officer for the company and providing legal guidance...General Counsel in managing the legal affairs of the compliance organization, He or she will work directly with… more
- Raymond James Financial, Inc. (Memphis, TN)
- …identify trends, and implement necessary changes. + **Operational Review:** Ensure compliance with regulatory reporting requirements, trade confirmations and ... Duties and Responsibilities** As a core member of the Compliance team, you will serve as a subject matter...be limited to: + **Advisory & Support:** Provide hands-on compliance guidance to Fixed Income Sales & Trading teams.… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
- GE Vernova (New York, NY)
- **Job Description Summary** GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory compliance professional that will partner with GE ... Vernova's Financial Services ("FS") business to manage FS' compliance program. The Deputy Compliance Leader - Financial Services ("Deputy Compliance Leader")… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more